Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 17, 2013 Client Update SEC Makes Second Whistleblower Order with Staff Indicating More to Come Three whistleblowers were awarded a total of 15% of the money that the SEC will ultimately collect from its enforcement ac... June 12, 2013 Client Update Bucking the Trend of S&P 500 Companies Governance surveys indicate that the S&P 500 companies have largely dismantled their takeover defenses and have establishe... June 12, 2013 Client Update Prospectus Liability Regimes in Europe – June 2013 On June 10, 2013, the European Securities and Markets Authority (“ESMA”), following a request from the European Commis... June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ... June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ... June 10, 2013 Client Update Tenth Circuit Ruling May Broaden Reach of SOX Anti-Retaliation Whistleblower Provisions The Administrative Review Board of the Department of Labor concluded that Lockheed Martin had violated Section 806 of the ... June 6, 2013 Client Update House Hearing Focuses on Role of Proxy Advisory Firms The controversy surrounding proxy advisory firms has reached Congress, as the House Capital Markets and Government Sponsor... June 6, 2013 Client Update Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks The Federal Reserve has issued an interim final rule clarifying the treatment of uninsured U.S. branches and agencies of f... June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the... June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the... Load More
June 17, 2013 Client Update SEC Makes Second Whistleblower Order with Staff Indicating More to Come Three whistleblowers were awarded a total of 15% of the money that the SEC will ultimately collect from its enforcement ac...
June 12, 2013 Client Update Bucking the Trend of S&P 500 Companies Governance surveys indicate that the S&P 500 companies have largely dismantled their takeover defenses and have establishe...
June 12, 2013 Client Update Prospectus Liability Regimes in Europe – June 2013 On June 10, 2013, the European Securities and Markets Authority (“ESMA”), following a request from the European Commis...
June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ...
June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ...
June 10, 2013 Client Update Tenth Circuit Ruling May Broaden Reach of SOX Anti-Retaliation Whistleblower Provisions The Administrative Review Board of the Department of Labor concluded that Lockheed Martin had violated Section 806 of the ...
June 6, 2013 Client Update House Hearing Focuses on Role of Proxy Advisory Firms The controversy surrounding proxy advisory firms has reached Congress, as the House Capital Markets and Government Sponsor...
June 6, 2013 Client Update Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks The Federal Reserve has issued an interim final rule clarifying the treatment of uninsured U.S. branches and agencies of f...
June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the...
June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the...