Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr... March 1, 2013 Articles & Books Designation of Asset Managers and Funds As Systemically Important Non-Bank Financial Institutions: Process and Industry Implications: Part 1 of 2 While Washington’s power to regulate large banks and insurance companies as systemically important financial institution... February 27, 2013 Client Update Companies Can Access Their ISS QuickScore Companies can now obtain their ISS QuickScore via the ISS data verification site. The QuickScores will also be provided on... February 27, 2013 Client Update Investment Management Regulatory Update - February 2013 SEC Rules and Regulations SEC Issues Guidance on New Iran Disclosure Requirements SEC Extends No-Action Relief to Bro... February 27, 2013 Client Update Investment Management Regulatory Update - February 2013 SEC Rules and Regulations SEC Issues Guidance on New Iran Disclosure Requirements SEC Extends No-Action Relief to Bro... February 26, 2013 Client Update SEC Commissioners Take Divergent Views on Corporate Governance and Related Disclosure Regulations With annual meeting season looming, SEC Commissioner Luis Aguilar recently advocated for improved proxy disclosure, noting... February 26, 2013 Client Update Two Company Wins for Say-on-Pay Proxy Disclosure Lawsuits (Symantec and Apple) In our recent client alert, “Recent Developments in Executive Compensation,” an open question was the fate of Gordon v... February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... February 25, 2013 Client Update NY State Withdraws Political Spending Lawsuit Against Qualcomm After Company Agrees to Disclosure New York State Comptroller Thomas P. DiNapoli on Friday issued a press release announcing that the New York State Common R... February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I... Load More
March 1, 2013 Articles & Books Swap Reporting: Who and When? One key provision of the Dodd-Frank Act requires reporting of over-the-counter swap transactions. The Commodity Futures Tr...
March 1, 2013 Articles & Books Designation of Asset Managers and Funds As Systemically Important Non-Bank Financial Institutions: Process and Industry Implications: Part 1 of 2 While Washington’s power to regulate large banks and insurance companies as systemically important financial institution...
February 27, 2013 Client Update Companies Can Access Their ISS QuickScore Companies can now obtain their ISS QuickScore via the ISS data verification site. The QuickScores will also be provided on...
February 27, 2013 Client Update Investment Management Regulatory Update - February 2013 SEC Rules and Regulations SEC Issues Guidance on New Iran Disclosure Requirements SEC Extends No-Action Relief to Bro...
February 27, 2013 Client Update Investment Management Regulatory Update - February 2013 SEC Rules and Regulations SEC Issues Guidance on New Iran Disclosure Requirements SEC Extends No-Action Relief to Bro...
February 26, 2013 Client Update SEC Commissioners Take Divergent Views on Corporate Governance and Related Disclosure Regulations With annual meeting season looming, SEC Commissioner Luis Aguilar recently advocated for improved proxy disclosure, noting...
February 26, 2013 Client Update Two Company Wins for Say-on-Pay Proxy Disclosure Lawsuits (Symantec and Apple) In our recent client alert, “Recent Developments in Executive Compensation,” an open question was the fate of Gordon v...
February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...
February 25, 2013 Client Update NY State Withdraws Political Spending Lawsuit Against Qualcomm After Company Agrees to Disclosure New York State Comptroller Thomas P. DiNapoli on Friday issued a press release announcing that the New York State Common R...
February 25, 2013 Client Update Basel Committee and IOSCO Release Second Consultative Paper on Uncleared Derivatives Margin The Basel Committee on Banking Supervision (“BCBS”) and the International Organization of Securities Commissions (“I...