Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 11, 2013 Client Update Proxy Access Proposal Fails at Disney and Shares the Spotlight with Other Issues At its meeting last week, Disney’s proxy access proposal received 40% in support. As we previously discussed here, the ... March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat... March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat... March 8, 2013 Client Update Securities Exchanges Rules Involving Risk Management Are Proposed and Debated In another move that more closely aligns Nasdaq listing standards with those of the NYSE, Nasdaq has filed a proposed rule... March 6, 2013 Client Update Amicus Submission to SEC Questions Regulation FD Case Against Netflix Professor Joseph Grundfest at Stanford Law School and The Rock Center for Corporate Governance suggests that the SEC shoul... March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ... March 4, 2013 Client Update SEC Staff Declines to Exclude Proposals on the Basis of Inflammatory or Incorrect Supporting Statements Companies with shareholder proposals are often frustrated by what they view as offensive, or merely wrong, supporting stat... March 4, 2013 Articles & Books Bankruptcy Settlements and the Common Interest Privilege This article examines whether and when the common interest privilege attaches to communications among co-proponents of a ... March 4, 2013 Client Update Federal Court Enjoins Apples Charter Proposal for Violating SEC Unbundling Rules A Timely Reminder As widely reported, on February 22 in Greenlight Capital, L.P. v. Apple, Inc., a federal court in New York enjoined Apple ... March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... Load More
March 11, 2013 Client Update Proxy Access Proposal Fails at Disney and Shares the Spotlight with Other Issues At its meeting last week, Disney’s proxy access proposal received 40% in support. As we previously discussed here, the ...
March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat...
March 11, 2013 Client Update An Asset Manager’s Guide to Swap Trading in the New Regulatory World As a result of the Dodd-Frank Act, the over-the-counter derivatives markets have become subject to significant new regulat...
March 8, 2013 Client Update Securities Exchanges Rules Involving Risk Management Are Proposed and Debated In another move that more closely aligns Nasdaq listing standards with those of the NYSE, Nasdaq has filed a proposed rule...
March 6, 2013 Client Update Amicus Submission to SEC Questions Regulation FD Case Against Netflix Professor Joseph Grundfest at Stanford Law School and The Rock Center for Corporate Governance suggests that the SEC shoul...
March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ...
March 4, 2013 Client Update SEC Staff Declines to Exclude Proposals on the Basis of Inflammatory or Incorrect Supporting Statements Companies with shareholder proposals are often frustrated by what they view as offensive, or merely wrong, supporting stat...
March 4, 2013 Articles & Books Bankruptcy Settlements and the Common Interest Privilege This article examines whether and when the common interest privilege attaches to communications among co-proponents of a ...
March 4, 2013 Client Update Federal Court Enjoins Apples Charter Proposal for Violating SEC Unbundling Rules A Timely Reminder As widely reported, on February 22 in Greenlight Capital, L.P. v. Apple, Inc., a federal court in New York enjoined Apple ...
March 1, 2013 Client Update Dodd-Frank Progress Report - March 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...