Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ... June 10, 2013 Client Update Tenth Circuit Ruling May Broaden Reach of SOX Anti-Retaliation Whistleblower Provisions The Administrative Review Board of the Department of Labor concluded that Lockheed Martin had violated Section 806 of the ... June 6, 2013 Client Update House Hearing Focuses on Role of Proxy Advisory Firms The controversy surrounding proxy advisory firms has reached Congress, as the House Capital Markets and Government Sponsor... June 6, 2013 Client Update Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks The Federal Reserve has issued an interim final rule clarifying the treatment of uninsured U.S. branches and agencies of f... June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the... June 5, 2013 Client Update Commissioner Gallagher Says SEC Rules Led to the Rise of Proxy Advisory Firms Commissioner Gallagher recently lamented that the SEC has played a “significant role” in the rising influence of proxy... June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the... June 4, 2013 Client Update The Impact of the Alternative Investment Fund Managers Directive on Non-E.U. Managers of Non-E.U. Funds The Alternative Investment Fund Managers Directive (the Directive) entered into force on July 21, 2011 with E.U. Member St... June 3, 2013 Client Update Novel Clawback Proposal to Watch While we wait for the SEC to act on the Dodd-Frank mandate on recoupment of executive compensation, Walmart will be facing... June 3, 2013 Client Update Dodd-Frank Progress Report - June 2013 In the past month, no rulemaking requirements were due, no unmet rulemaking requirements were finalized and one rulemaking... Load More
June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ...
June 10, 2013 Client Update Tenth Circuit Ruling May Broaden Reach of SOX Anti-Retaliation Whistleblower Provisions The Administrative Review Board of the Department of Labor concluded that Lockheed Martin had violated Section 806 of the ...
June 6, 2013 Client Update House Hearing Focuses on Role of Proxy Advisory Firms The controversy surrounding proxy advisory firms has reached Congress, as the House Capital Markets and Government Sponsor...
June 6, 2013 Client Update Swaps Pushout Rule: Federal Reserve Clarifies Treatment of U.S. Branches of Foreign Banks The Federal Reserve has issued an interim final rule clarifying the treatment of uninsured U.S. branches and agencies of f...
June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the...
June 5, 2013 Client Update Commissioner Gallagher Says SEC Rules Led to the Rise of Proxy Advisory Firms Commissioner Gallagher recently lamented that the SEC has played a “significant role” in the rising influence of proxy...
June 5, 2013 Client Update CFTC Finalizes SEF Rules and Adopts Minimum Block Trade Sizes On May 16, 2013, the CFTC adopted final rules relating to the registration and operation of swap execution facilities, the...
June 4, 2013 Client Update The Impact of the Alternative Investment Fund Managers Directive on Non-E.U. Managers of Non-E.U. Funds The Alternative Investment Fund Managers Directive (the Directive) entered into force on July 21, 2011 with E.U. Member St...
June 3, 2013 Client Update Novel Clawback Proposal to Watch While we wait for the SEC to act on the Dodd-Frank mandate on recoupment of executive compensation, Walmart will be facing...
June 3, 2013 Client Update Dodd-Frank Progress Report - June 2013 In the past month, no rulemaking requirements were due, no unmet rulemaking requirements were finalized and one rulemaking...