Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 13, 2013 Client Update The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors On May 2, 2013, the Securities and Exchange Commission (the “SEC”) settled charges that the five trustees (the “Trus... May 9, 2013 Client Update Activists Unite to Obtain Majority Support for Shareholder Proposal to Split a Company In an unusual collaboration, Relational Investors and CalSTRS succeeded this week in having a majority of shareholders sup... May 7, 2013 Client Update Focusing on Compensation Committee Charters Part II for Nasdaq Companies Only We previously discussed the requirements for NYSE companies here. Today, Cindy Akard talks about the required changes to c... May 6, 2013 Client Update Focusing on Compensation Committee Charters Part I for NYSE Companies Only Recently, we reminded companies of the upcoming deadlines related to the new listing exchanges’ rules on compensation co... May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r... May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r... May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r... May 3, 2013 Client Update Proxy Access Proposal Passes at Verizon According to a press release from the Association of BellTel Retirees, 53% of shareholders at Verizon supported a proxy ac... May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r... May 2, 2013 Client Update FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications On April 22, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued an Interpretive Letter to ALPS Distrib... Load More
May 13, 2013 Client Update The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors On May 2, 2013, the Securities and Exchange Commission (the “SEC”) settled charges that the five trustees (the “Trus...
May 9, 2013 Client Update Activists Unite to Obtain Majority Support for Shareholder Proposal to Split a Company In an unusual collaboration, Relational Investors and CalSTRS succeeded this week in having a majority of shareholders sup...
May 7, 2013 Client Update Focusing on Compensation Committee Charters Part II for Nasdaq Companies Only We previously discussed the requirements for NYSE companies here. Today, Cindy Akard talks about the required changes to c...
May 6, 2013 Client Update Focusing on Compensation Committee Charters Part I for NYSE Companies Only Recently, we reminded companies of the upcoming deadlines related to the new listing exchanges’ rules on compensation co...
May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r...
May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r...
May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r...
May 3, 2013 Client Update Proxy Access Proposal Passes at Verizon According to a press release from the Association of BellTel Retirees, 53% of shareholders at Verizon supported a proxy ac...
May 3, 2013 Client Update Compensation Committee and Adviser Implementation Begins July 1: What to Do Now As discussed in our previous memo, in January 2013, the SEC approved amendments to the NYSE and Nasdaq listing standards r...
May 2, 2013 Client Update FINRA Releases Additional Guidance Regarding the Use of Pre-Inception Index Performance in Institutional Communications On April 22, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued an Interpretive Letter to ALPS Distrib...