Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 21, 2013 Client Update CII Asks SEC to Require Broadridge to Provide Vote Tallies to Proponents The Council of Institutional Investors is urging the SEC to take action in response to news reports that Broadridge will d... May 21, 2013 Client Update U.K. Takeover Panel Response to Consultation – May 2013 On May 15, 2013, the Code Committee of the U.K. Takeover Panel (the “Panel”) published its response statement 2012/3 f... May 20, 2013 Client Update Three Social Proposals Win Majority Support at One Company The events at CF Industries’ annual meeting last week set several records for shareholder proposals. All four shareholde... May 20, 2013 Client Update Chairman White Speaks on Political Spending and Cybersecurity Disclosure According to several news outlets, Chairman White declared during her testimony before the House Financial Services Commit... May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac... May 16, 2013 Client Update Investment Management Regulatory Update - May 2013 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC Requests Information to Inform Considerati... May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac... May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac... May 15, 2013 Client Update Considerations for Rule 10b5-1 Plans When we wrote that Rule 10b5-1 plans were back in the news in our January memo, it turns out that this continues to be acc... May 13, 2013 Client Update The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors On May 2, 2013, the Securities and Exchange Commission (the “SEC”) settled charges that the five trustees (the “Trus... Load More
May 21, 2013 Client Update CII Asks SEC to Require Broadridge to Provide Vote Tallies to Proponents The Council of Institutional Investors is urging the SEC to take action in response to news reports that Broadridge will d...
May 21, 2013 Client Update U.K. Takeover Panel Response to Consultation – May 2013 On May 15, 2013, the Code Committee of the U.K. Takeover Panel (the “Panel”) published its response statement 2012/3 f...
May 20, 2013 Client Update Three Social Proposals Win Majority Support at One Company The events at CF Industries’ annual meeting last week set several records for shareholder proposals. All four shareholde...
May 20, 2013 Client Update Chairman White Speaks on Political Spending and Cybersecurity Disclosure According to several news outlets, Chairman White declared during her testimony before the House Financial Services Commit...
May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac...
May 16, 2013 Client Update Investment Management Regulatory Update - May 2013 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC Requests Information to Inform Considerati...
May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac...
May 16, 2013 Client Update SEC Proposes Cross-Border Security-Based Swap Rules On May 1, 2013, the Securities and Exchange Commission took long-awaited action to propose rules governing cross-border ac...
May 15, 2013 Client Update Considerations for Rule 10b5-1 Plans When we wrote that Rule 10b5-1 plans were back in the news in our January memo, it turns out that this continues to be acc...
May 13, 2013 Client Update The SEC’s Northern Lights Enforcement Action: Implications For Fund Directors On May 2, 2013, the Securities and Exchange Commission (the “SEC”) settled charges that the five trustees (the “Trus...