Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ... October 18, 2013 Client Update Plaintiffs Abandon Appeal on Exclusive Forum Case On October 15, plaintiffs Boilermakers Local 154 Retirement Fund and Key West Police & Fire Pension Fund filed a notice of... October 16, 2013 Articles & Books Avoid Insider Status in Bankruptcy: Lessons from Capmark Financial Group Inc. v. Goldman Sachs Credit Partners, L.P. Through various affiliated entities, large financial institutions may have multiple touch points to a company client or mu... October 16, 2013 Client Update SEC Chair White Addresses Possibility of Disclosure Reform It is well known that Chair White and her staff have stressed that their immediate focus is on completing the mandatory ru... October 15, 2013 Client Update Active Investors Weigh In on SEC Pay Ratio Proposal Comment letters continue to flow in, almost overwhelmingly supportive so far, on the SEC proposed rule for pay ratio discl... October 14, 2013 Client Update Corporate Political Activities Targeted Advocates for the disclosure of corporate political contributions stress the value of transparency when pressing companies... October 10, 2013 Client Update Nasdaq Petitions SEC to Act on Proxy Advisory Firms Nasdaq has filed a petition with the SEC on behalf of itself as a public company as well as its public company clients ask... October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “... October 8, 2013 Client Update CII Focuses on Director Tenure and Universal Proxy Ballots Director tenure has come under increasing focus, as indicated by CII’s new policies focused on board evaluation of tenur... October 8, 2013 Client Update ISS Issues Survey Results for 2014 Policy Updates ISS received more than 500 responses on emerging issues that could make up its policy update for the 2014 season, with a t... Load More
October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ...
October 18, 2013 Client Update Plaintiffs Abandon Appeal on Exclusive Forum Case On October 15, plaintiffs Boilermakers Local 154 Retirement Fund and Key West Police & Fire Pension Fund filed a notice of...
October 16, 2013 Articles & Books Avoid Insider Status in Bankruptcy: Lessons from Capmark Financial Group Inc. v. Goldman Sachs Credit Partners, L.P. Through various affiliated entities, large financial institutions may have multiple touch points to a company client or mu...
October 16, 2013 Client Update SEC Chair White Addresses Possibility of Disclosure Reform It is well known that Chair White and her staff have stressed that their immediate focus is on completing the mandatory ru...
October 15, 2013 Client Update Active Investors Weigh In on SEC Pay Ratio Proposal Comment letters continue to flow in, almost overwhelmingly supportive so far, on the SEC proposed rule for pay ratio discl...
October 14, 2013 Client Update Corporate Political Activities Targeted Advocates for the disclosure of corporate political contributions stress the value of transparency when pressing companies...
October 10, 2013 Client Update Nasdaq Petitions SEC to Act on Proxy Advisory Firms Nasdaq has filed a petition with the SEC on behalf of itself as a public company as well as its public company clients ask...
October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “...
October 8, 2013 Client Update CII Focuses on Director Tenure and Universal Proxy Ballots Director tenure has come under increasing focus, as indicated by CII’s new policies focused on board evaluation of tenur...
October 8, 2013 Client Update ISS Issues Survey Results for 2014 Policy Updates ISS received more than 500 responses on emerging issues that could make up its policy update for the 2014 season, with a t...