Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 24, 2013 Client Update European Regulatory Snapshot: The Amended Transparency Directive On October 17, 2013, the Council of the EU adopted the proposal for a directive to amend the Transparency Directive (2004/... October 24, 2013 Client Update Conference Board Working Group Establishes Framework for Standardized Supplemental Pay Disclosure Disclosure of realizable pay and realized pay may be all the rage, but the fact that a wide range of different practices e... October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu... October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ... October 22, 2013 Client Update Investment Management Regulatory Update - October 2013 SEC Rules and Regulations SEC Focused on Violations of Rule 105 of Regulation M IM Director Discusses Current Prioriti... October 22, 2013 Client Update ISS Releases Draft Policies for Comment Unlike prior years, ISS has released only two U.S.-based draft policy changes for comment, due by November 4, 2013. Both c... October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi... October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ... October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi... October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ... Load More
October 24, 2013 Client Update European Regulatory Snapshot: The Amended Transparency Directive On October 17, 2013, the Council of the EU adopted the proposal for a directive to amend the Transparency Directive (2004/...
October 24, 2013 Client Update Conference Board Working Group Establishes Framework for Standardized Supplemental Pay Disclosure Disclosure of realizable pay and realized pay may be all the rage, but the fact that a wide range of different practices e...
October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu...
October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ...
October 22, 2013 Client Update Investment Management Regulatory Update - October 2013 SEC Rules and Regulations SEC Focused on Violations of Rule 105 of Regulation M IM Director Discusses Current Prioriti...
October 22, 2013 Client Update ISS Releases Draft Policies for Comment Unlike prior years, ISS has released only two U.S.-based draft policy changes for comment, due by November 4, 2013. Both c...
October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi...
October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ...
October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi...
October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ...