Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 24, 2013 Client Update OCC Lending Limits Final Rule: Credit Exposures from Derivatives and Securities Financing Transactions The OCC has issued a final rule specifying the methods for calculating credit exposure arising from derivatives and securi... June 24, 2013 Client Update Investment Management Regulatory Update - June 2013 SEC Rules and Regulations SEC Proposes Amendments to Money Market Fund Rules SEC Proposes Rules to Regulate Cross-Bord... June 19, 2013 Client Update Talking to the NYSE about the Proxy Season Recently, in the second of the NYSE Governance and Proxy interview series, I discussed the events this season surrounding ... June 18, 2013 Client Update Shareholder Suit to Compel Annual Meeting to Elect Directors Last week, Starboard Value, which with nearly 15% of the shares of Office Depot is the company’s largest shareholder, fi... June 17, 2013 Client Update SEC Makes Second Whistleblower Order with Staff Indicating More to Come Three whistleblowers were awarded a total of 15% of the money that the SEC will ultimately collect from its enforcement ac... June 12, 2013 Client Update Prospectus Liability Regimes in Europe – June 2013 On June 10, 2013, the European Securities and Markets Authority (“ESMA”), following a request from the European Commis... June 12, 2013 Client Update Bucking the Trend of S&P 500 Companies Governance surveys indicate that the S&P 500 companies have largely dismantled their takeover defenses and have establishe... June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ... June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ... June 10, 2013 Client Update Tenth Circuit Ruling May Broaden Reach of SOX Anti-Retaliation Whistleblower Provisions The Administrative Review Board of the Department of Labor concluded that Lockheed Martin had violated Section 806 of the ... Load More
June 24, 2013 Client Update OCC Lending Limits Final Rule: Credit Exposures from Derivatives and Securities Financing Transactions The OCC has issued a final rule specifying the methods for calculating credit exposure arising from derivatives and securi...
June 24, 2013 Client Update Investment Management Regulatory Update - June 2013 SEC Rules and Regulations SEC Proposes Amendments to Money Market Fund Rules SEC Proposes Rules to Regulate Cross-Bord...
June 19, 2013 Client Update Talking to the NYSE about the Proxy Season Recently, in the second of the NYSE Governance and Proxy interview series, I discussed the events this season surrounding ...
June 18, 2013 Client Update Shareholder Suit to Compel Annual Meeting to Elect Directors Last week, Starboard Value, which with nearly 15% of the shares of Office Depot is the company’s largest shareholder, fi...
June 17, 2013 Client Update SEC Makes Second Whistleblower Order with Staff Indicating More to Come Three whistleblowers were awarded a total of 15% of the money that the SEC will ultimately collect from its enforcement ac...
June 12, 2013 Client Update Prospectus Liability Regimes in Europe – June 2013 On June 10, 2013, the European Securities and Markets Authority (“ESMA”), following a request from the European Commis...
June 12, 2013 Client Update Bucking the Trend of S&P 500 Companies Governance surveys indicate that the S&P 500 companies have largely dismantled their takeover defenses and have establishe...
June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ...
June 11, 2013 Client Update SEC Proposes Amendments to Money Market Fund Rules On June 5, 2013, the Securities and Exchange Commission (the “SEC”) proposed amendments to rules under the Investment ...
June 10, 2013 Client Update Tenth Circuit Ruling May Broaden Reach of SOX Anti-Retaliation Whistleblower Provisions The Administrative Review Board of the Department of Labor concluded that Lockheed Martin had violated Section 806 of the ...