Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 15, 2013 Client Update Active Investors Weigh In on SEC Pay Ratio Proposal Comment letters continue to flow in, almost overwhelmingly supportive so far, on the SEC proposed rule for pay ratio discl... October 14, 2013 Client Update Corporate Political Activities Targeted Advocates for the disclosure of corporate political contributions stress the value of transparency when pressing companies... October 10, 2013 Client Update Nasdaq Petitions SEC to Act on Proxy Advisory Firms Nasdaq has filed a petition with the SEC on behalf of itself as a public company as well as its public company clients ask... October 8, 2013 Client Update CII Focuses on Director Tenure and Universal Proxy Ballots Director tenure has come under increasing focus, as indicated by CII’s new policies focused on board evaluation of tenur... October 8, 2013 Client Update ISS Issues Survey Results for 2014 Policy Updates ISS received more than 500 responses on emerging issues that could make up its policy update for the 2014 season, with a t... October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “... October 7, 2013 Client Update CPA-Zicklin Index Releases 2013 Ratings on Political Contributions Reporting After facing a books-and-records lawsuit by the state comptroller of New York over its lack of disclosure on political con... October 7, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process On September 18, 2013, the SEC adopted a final rule (the “Final Rule”) establishing a permanent registration scheme to... October 7, 2013 Client Update Frequently Asked Questions Regarding the SEC’s Proposed Pay Ratio Rule As companies begin digesting the SEC’s proposed pay ratio rule (which we discuss here) and analyzing its impact, here ar... October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA... Load More
October 15, 2013 Client Update Active Investors Weigh In on SEC Pay Ratio Proposal Comment letters continue to flow in, almost overwhelmingly supportive so far, on the SEC proposed rule for pay ratio discl...
October 14, 2013 Client Update Corporate Political Activities Targeted Advocates for the disclosure of corporate political contributions stress the value of transparency when pressing companies...
October 10, 2013 Client Update Nasdaq Petitions SEC to Act on Proxy Advisory Firms Nasdaq has filed a petition with the SEC on behalf of itself as a public company as well as its public company clients ask...
October 8, 2013 Client Update CII Focuses on Director Tenure and Universal Proxy Ballots Director tenure has come under increasing focus, as indicated by CII’s new policies focused on board evaluation of tenur...
October 8, 2013 Client Update ISS Issues Survey Results for 2014 Policy Updates ISS received more than 500 responses on emerging issues that could make up its policy update for the 2014 season, with a t...
October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “...
October 7, 2013 Client Update CPA-Zicklin Index Releases 2013 Ratings on Political Contributions Reporting After facing a books-and-records lawsuit by the state comptroller of New York over its lack of disclosure on political con...
October 7, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rules Part II: Permanent Registration Process On September 18, 2013, the SEC adopted a final rule (the “Final Rule”) establishing a permanent registration scheme to...
October 7, 2013 Client Update Frequently Asked Questions Regarding the SEC’s Proposed Pay Ratio Rule As companies begin digesting the SEC’s proposed pay ratio rule (which we discuss here) and analyzing its impact, here ar...
October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA...