Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 3, 2013 Client Update Dodd-Frank Progress Report - September 2013 Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rul... August 29, 2013 Client Update An Indicator of the Conflict Mineral Appeals Case A preliminary statement of issues filed by the National Association of Manufacturers, the Chamber of Commerce and the Busi... August 28, 2013 Articles & Books Briefings on the 2013 New Hong Kong IPO Sponsor Regime On 23 July 2013, the Stock Exchange of Hong Kong Limited released a large number of amendments to the Rules Governing the ... August 28, 2013 Client Update Investment Advisers and Investment Companies Oppose Rulemaking Petition to Shorten 13F Filing Deadlines The Investment Adviser Association (IAA) and the Investment Company Institute (ICI) have written to the SEC, arguing again... August 28, 2013 Articles & Books 达维简报 - 2013年香港首次公开招股保荐人机制的最新修订 香港联合交易所有限公司于2013年7月23日发布了对《香港联合交易所有限公司证券上市规则》?... August 28, 2013 Client Update Plaintiffs Appeal Delaware Exclusive Forum Decision On August 19, plaintiffs Boilermakers Local 154 Retirement Fund and Key West Police & Fire Pension Fund filed a notice of ... August 26, 2013 Client Update NYSE IPO Companies Gain a Transition Period to Meet Internal Audit Requirements Companies listing on the NYSE in connection with an IPO, carve-out or spinoff transaction will have a one-year transition ... August 20, 2013 Client Update Investment Management Regulatory Update - August 2013 SEC Rules and Regulations SEC Grants No-Action Relief to Allow Registered Investment Companies to Maintain Assets with ... August 19, 2013 Client Update SEC Announces Further Delays to Ruling on Proposed NYSE Proxy Fee and Brokers' Internet Platform Changes The SEC has again decided that it needs more time before it can make a decision on a NYSE rule filing to change the fees p... August 14, 2013 Client Update Conflict Minerals Ruling Will Be Appealed The National Association of Manufacturers, the U.S. Chamber of Commerce and the Business Roundtable have filed a notice of... Load More
September 3, 2013 Client Update Dodd-Frank Progress Report - September 2013 Since July 15, 2013, one rulemaking requirement deadline passed, two rulemaking requirements were finalized and no new rul...
August 29, 2013 Client Update An Indicator of the Conflict Mineral Appeals Case A preliminary statement of issues filed by the National Association of Manufacturers, the Chamber of Commerce and the Busi...
August 28, 2013 Articles & Books Briefings on the 2013 New Hong Kong IPO Sponsor Regime On 23 July 2013, the Stock Exchange of Hong Kong Limited released a large number of amendments to the Rules Governing the ...
August 28, 2013 Client Update Investment Advisers and Investment Companies Oppose Rulemaking Petition to Shorten 13F Filing Deadlines The Investment Adviser Association (IAA) and the Investment Company Institute (ICI) have written to the SEC, arguing again...
August 28, 2013 Articles & Books 达维简报 - 2013年香港首次公开招股保荐人机制的最新修订 香港联合交易所有限公司于2013年7月23日发布了对《香港联合交易所有限公司证券上市规则》?...
August 28, 2013 Client Update Plaintiffs Appeal Delaware Exclusive Forum Decision On August 19, plaintiffs Boilermakers Local 154 Retirement Fund and Key West Police & Fire Pension Fund filed a notice of ...
August 26, 2013 Client Update NYSE IPO Companies Gain a Transition Period to Meet Internal Audit Requirements Companies listing on the NYSE in connection with an IPO, carve-out or spinoff transaction will have a one-year transition ...
August 20, 2013 Client Update Investment Management Regulatory Update - August 2013 SEC Rules and Regulations SEC Grants No-Action Relief to Allow Registered Investment Companies to Maintain Assets with ...
August 19, 2013 Client Update SEC Announces Further Delays to Ruling on Proposed NYSE Proxy Fee and Brokers' Internet Platform Changes The SEC has again decided that it needs more time before it can make a decision on a NYSE rule filing to change the fees p...
August 14, 2013 Client Update Conflict Minerals Ruling Will Be Appealed The National Association of Manufacturers, the U.S. Chamber of Commerce and the Business Roundtable have filed a notice of...