Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi... January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi... January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti... January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ... January 2, 2014 Client Update SEC Staff Continues to Deny Rule 14a-8 Exclusion Requests Based on Misleading Supporting Statements Companies are frequently frustrated when the supporting statement of a shareholder proposal contains stale data, irrelevan... January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re... December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S... December 31, 2013 Client Update SEC Staff Report of Disclosure Requirements Contains Few Specific Recommendations The SEC staff recently issued a report, as mandated under the JOBS Act, on its review of the disclosure provisions under R... December 30, 2013 Client Update SEC Staff Rejects Apple’s Attempts to Exclude Shareholder Proposal Submitted by “Proxy” The SEC Staff has denied Apple’s request to exclude a shareholder proposal on the basis that Rule 14a-8 does not permit ... December 30, 2013 Client Update Auditor Rotation Becomes Mandatory in the EU A preliminary agreement reached between the European Parliament and EU Member States will require audit firms to rotate ev... Load More
January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi...
January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi...
January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti...
January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ...
January 2, 2014 Client Update SEC Staff Continues to Deny Rule 14a-8 Exclusion Requests Based on Misleading Supporting Statements Companies are frequently frustrated when the supporting statement of a shareholder proposal contains stale data, irrelevan...
January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re...
December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S...
December 31, 2013 Client Update SEC Staff Report of Disclosure Requirements Contains Few Specific Recommendations The SEC staff recently issued a report, as mandated under the JOBS Act, on its review of the disclosure provisions under R...
December 30, 2013 Client Update SEC Staff Rejects Apple’s Attempts to Exclude Shareholder Proposal Submitted by “Proxy” The SEC Staff has denied Apple’s request to exclude a shareholder proposal on the basis that Rule 14a-8 does not permit ...
December 30, 2013 Client Update Auditor Rotation Becomes Mandatory in the EU A preliminary agreement reached between the European Parliament and EU Member States will require audit firms to rotate ev...