Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 14, 2014 Client Update CII Petitions the SEC to Adopt Universal Proxy Cards in Contested Elections The Council of Institutional Investors (CII) has petitioned the SEC for the ability to “mix and match” director candid... January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... January 13, 2014 Client Update NASDAQ Compensation Committee Certification Now Available Online NASDAQ has announced to its issuers that the compensation committee certification that it requires has been added to its l... January 9, 2014 Client Update Company Policies on Sharing Interim Voting Results and Seeking Board Diversity Two companies recently adopted interesting governance changes in response to shareholders. Verizon posted on its website a... January 8, 2014 Client Update SEC Reports Record Enforcement Actions and Other Activities in Its Past Year Recognizing the particular interest in the performance of its enforcement division, the Commission issued a press release ... January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ... January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ... January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ... Load More
January 14, 2014 Client Update CII Petitions the SEC to Adopt Universal Proxy Cards in Contested Elections The Council of Institutional Investors (CII) has petitioned the SEC for the ability to “mix and match” director candid...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...
January 13, 2014 Client Update NASDAQ Compensation Committee Certification Now Available Online NASDAQ has announced to its issuers that the compensation committee certification that it requires has been added to its l...
January 9, 2014 Client Update Company Policies on Sharing Interim Voting Results and Seeking Board Diversity Two companies recently adopted interesting governance changes in response to shareholders. Verizon posted on its website a...
January 8, 2014 Client Update SEC Reports Record Enforcement Actions and Other Activities in Its Past Year Recognizing the particular interest in the performance of its enforcement division, the Commission issued a press release ...
January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ...
January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ...
January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ...