Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a... November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a... November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer... November 15, 2013 Client Update New Defensive Tactic Leads to Negative Recommendations for Director Elections In response to concerns about the seeming prevalence of activist attention, at least 26 companies since May have adopted b... November 13, 2013 Client Update Companies Challenge Proposals Submitted on Behalf of Shareholders Two companies are challenging shareholder proposals submitted by an individual or entity on behalf of the actual sharehold... November 12, 2013 Client Update Board Practices at S&P 500 Companies For the first time, almost half of newly elected directors are retired, according to the 2013 Spencer Stuart Board Index r... November 11, 2013 Client Update A Look Back to the 2013 Proxy Season: Say-on-Pay Say-on-pay is our focus in the second of our series on looking at the past season, through reviewing the ISS post-season r... November 7, 2013 Client Update FTC Finalizes Amendments to the Premerger Notification Rules Related to the Transfer of Exclusive Patent Rights in the Pharmaceutical Industry The Federal Trade Commission (“FTC”) has finalized amendments to the Hart-Scott-Rodino (“HSR”) Premerger Notificat... November 7, 2013 Client Update J&J Settlement Includes Board Committee and Clawback The Corporate Integrity Agreement between Johnson & Johnson and the Department of Health and Human Services, the purpose o... November 7, 2013 Client Update Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation On November 5, 2013, the UK Financial Conduct Authority (the “FCA”) published near final rules and a further round of ... Load More
November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a...
November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a...
November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer...
November 15, 2013 Client Update New Defensive Tactic Leads to Negative Recommendations for Director Elections In response to concerns about the seeming prevalence of activist attention, at least 26 companies since May have adopted b...
November 13, 2013 Client Update Companies Challenge Proposals Submitted on Behalf of Shareholders Two companies are challenging shareholder proposals submitted by an individual or entity on behalf of the actual sharehold...
November 12, 2013 Client Update Board Practices at S&P 500 Companies For the first time, almost half of newly elected directors are retired, according to the 2013 Spencer Stuart Board Index r...
November 11, 2013 Client Update A Look Back to the 2013 Proxy Season: Say-on-Pay Say-on-pay is our focus in the second of our series on looking at the past season, through reviewing the ISS post-season r...
November 7, 2013 Client Update FTC Finalizes Amendments to the Premerger Notification Rules Related to the Transfer of Exclusive Patent Rights in the Pharmaceutical Industry The Federal Trade Commission (“FTC”) has finalized amendments to the Hart-Scott-Rodino (“HSR”) Premerger Notificat...
November 7, 2013 Client Update J&J Settlement Includes Board Committee and Clawback The Corporate Integrity Agreement between Johnson & Johnson and the Department of Health and Human Services, the purpose o...
November 7, 2013 Client Update Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation On November 5, 2013, the UK Financial Conduct Authority (the “FCA”) published near final rules and a further round of ...