Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t... January 28, 2014 Client Update Merger Challenges Update Last September, we circulated a note highlighting the four merger challenges that the U.S. antitrust authorities were th... January 28, 2014 Client Update Merger Challenges Update Last September, we circulated a note highlighting the four merger challenges that the U.S. antitrust authorities were th... January 28, 2014 Client Update ISS Technical Document for QuickScore 2.0 ISS released its technical document on QuickScore 2.0. The changes from the prior version include data updates on an ongoi... January 27, 2014 Articles & Books How to Design a Volcker Rule Trading Compliance Program January 27, 2014 Client Update China Antitrust Review 2013 The year 2013 marked the fifth anniversary of the implementation of China’s Anti-Monopoly Law (“AML”) and included a... January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu... January 27, 2014 Client Update Auditor Independence in the Spotlight The Enforcement Division recently settled with KPMG for its actions involving three companies, none of which were identifi... January 27, 2014 Client Update China Antitrust Review 2013 The year 2013 marked the fifth anniversary of the implementation of China’s Anti-Monopoly Law (“AML”) and included a... January 27, 2014 Client Update Companies Should Verify Data for New Version of ISS QuickScore As of 9 a.m. EST today, companies can begin verifying their corporate data to make sure that ISS has the most current info... Load More
January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t...
January 28, 2014 Client Update Merger Challenges Update Last September, we circulated a note highlighting the four merger challenges that the U.S. antitrust authorities were th...
January 28, 2014 Client Update Merger Challenges Update Last September, we circulated a note highlighting the four merger challenges that the U.S. antitrust authorities were th...
January 28, 2014 Client Update ISS Technical Document for QuickScore 2.0 ISS released its technical document on QuickScore 2.0. The changes from the prior version include data updates on an ongoi...
January 27, 2014 Client Update China Antitrust Review 2013 The year 2013 marked the fifth anniversary of the implementation of China’s Anti-Monopoly Law (“AML”) and included a...
January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu...
January 27, 2014 Client Update Auditor Independence in the Spotlight The Enforcement Division recently settled with KPMG for its actions involving three companies, none of which were identifi...
January 27, 2014 Client Update China Antitrust Review 2013 The year 2013 marked the fifth anniversary of the implementation of China’s Anti-Monopoly Law (“AML”) and included a...
January 27, 2014 Client Update Companies Should Verify Data for New Version of ISS QuickScore As of 9 a.m. EST today, companies can begin verifying their corporate data to make sure that ISS has the most current info...