Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... December 20, 2013 Client Update Investment Management Regulatory Update - December 2013 SEC Rules and Regulations Regulators Adopt Final Regulations Implementing the Volcker Rule SEC Releases Rule 506 “Ba... December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ... December 16, 2013 Client Update Comments Suggest Modifications, Not Just Outright Bans, on the Inclusion of Non-U.S. Employees for Pay Ratio Rules Many comment letters on the proposed SEC pay ratio rules recommend that the Commission exclude non-U.S. employees from the... December 13, 2013 Client Update Commissioner Gallagher Promotes Changes to SEC Disclosure Commissioner Gallagher recently echoed Chair White’s comments regarding the possibility of modifying public company disc... December 12, 2013 Client Update SEC Approves Nasdaq’s Rule Change Amending Compensation Committee Independence The SEC has approved the amendment to Nasdaq’s compensation committee independence requirements, as proposed, which we p... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... Load More
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...
December 20, 2013 Client Update Investment Management Regulatory Update - December 2013 SEC Rules and Regulations Regulators Adopt Final Regulations Implementing the Volcker Rule SEC Releases Rule 506 “Ba...
December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ...
December 16, 2013 Client Update Comments Suggest Modifications, Not Just Outright Bans, on the Inclusion of Non-U.S. Employees for Pay Ratio Rules Many comment letters on the proposed SEC pay ratio rules recommend that the Commission exclude non-U.S. employees from the...
December 13, 2013 Client Update Commissioner Gallagher Promotes Changes to SEC Disclosure Commissioner Gallagher recently echoed Chair White’s comments regarding the possibility of modifying public company disc...
December 12, 2013 Client Update SEC Approves Nasdaq’s Rule Change Amending Compensation Committee Independence The SEC has approved the amendment to Nasdaq’s compensation committee independence requirements, as proposed, which we p...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...