Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 31, 2013 Client Update SEC Staff Report of Disclosure Requirements Contains Few Specific Recommendations The SEC staff recently issued a report, as mandated under the JOBS Act, on its review of the disclosure provisions under R... December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S... December 30, 2013 Client Update SEC Staff Rejects Apple’s Attempts to Exclude Shareholder Proposal Submitted by “Proxy” The SEC Staff has denied Apple’s request to exclude a shareholder proposal on the basis that Rule 14a-8 does not permit ... December 30, 2013 Client Update Auditor Rotation Becomes Mandatory in the EU A preliminary agreement reached between the European Parliament and EU Member States will require audit firms to rotate ev... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... Load More
December 31, 2013 Client Update SEC Staff Report of Disclosure Requirements Contains Few Specific Recommendations The SEC staff recently issued a report, as mandated under the JOBS Act, on its review of the disclosure provisions under R...
December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S...
December 30, 2013 Client Update SEC Staff Rejects Apple’s Attempts to Exclude Shareholder Proposal Submitted by “Proxy” The SEC Staff has denied Apple’s request to exclude a shareholder proposal on the basis that Rule 14a-8 does not permit ...
December 30, 2013 Client Update Auditor Rotation Becomes Mandatory in the EU A preliminary agreement reached between the European Parliament and EU Member States will require audit firms to rotate ev...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...