Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c... August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c... August 21, 2014 Client Update FTC Fines Acquirer $896,000 for Failure to File Under HSR Act for Incremental Acquisitions of a Public Issuer by Conversion of Notes The Federal Trade Commission (“FTC”) yesterday fined Berkshire Hathaway Inc. $896,000 to settle allegations that it vi... August 21, 2014 Client Update FTC Fines Acquirer $896,000 for Failure to File Under HSR Act for Incremental Acquisitions of a Public Issuer by Conversion of Notes The Federal Trade Commission (“FTC”) yesterday fined Berkshire Hathaway Inc. $896,000 to settle allegations that it vi... August 21, 2014 Client Update Proxy Monitor Examines the Impact on Shareholder Proposals from Three Frequent Sponsors – Individuals, Socially Responsible Investors and Labor-Affiliated Funds The NYTimes Dealbook recently focused on a Proxy Monitor study that found that 70% of shareholder proposals submitted by i... August 14, 2014 Client Update ISS Offers Issuers New Data Verification Portal for Equity Compensation Plans ISS has launched a new Equity Plan Data Verification portal to better reflect the most up-to-date data for investors votin... August 14, 2014 Client Update Recent LSTA Publications Explained: MCAPs, Cashless Rolls and Fronting Letters On August 8, 2014, The Loan Syndications and Trading Association (“LSTA”) published in final form its latest iteration... August 13, 2014 Client Update CII Makes Recommendations to SEC on Writing Dodd-Frank Pay for Performance Rulemaking, Questions How to Define Compensation “Actually Paid” The Council of Institutional Investors (CII) sent a letter to Keith Higgins, the director of the SEC Division of Corporati... August 12, 2014 Client Update Share Capital Management and Transaction Guidelines Two sets of important guidelines have recently been issued which are relevant to UK listed companies seeking to raise new ... August 12, 2014 Client Update SEC Waives Key Provision of Rule in Granting Latest Whistleblower Award and Rulemaking Petition Seeks Clarifications on Private Agreements and Anti-Retaliation The latest SEC award to a whistleblower was notable for having been initially denied because the SEC decided that the info... Load More
August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c...
August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c...
August 21, 2014 Client Update FTC Fines Acquirer $896,000 for Failure to File Under HSR Act for Incremental Acquisitions of a Public Issuer by Conversion of Notes The Federal Trade Commission (“FTC”) yesterday fined Berkshire Hathaway Inc. $896,000 to settle allegations that it vi...
August 21, 2014 Client Update FTC Fines Acquirer $896,000 for Failure to File Under HSR Act for Incremental Acquisitions of a Public Issuer by Conversion of Notes The Federal Trade Commission (“FTC”) yesterday fined Berkshire Hathaway Inc. $896,000 to settle allegations that it vi...
August 21, 2014 Client Update Proxy Monitor Examines the Impact on Shareholder Proposals from Three Frequent Sponsors – Individuals, Socially Responsible Investors and Labor-Affiliated Funds The NYTimes Dealbook recently focused on a Proxy Monitor study that found that 70% of shareholder proposals submitted by i...
August 14, 2014 Client Update ISS Offers Issuers New Data Verification Portal for Equity Compensation Plans ISS has launched a new Equity Plan Data Verification portal to better reflect the most up-to-date data for investors votin...
August 14, 2014 Client Update Recent LSTA Publications Explained: MCAPs, Cashless Rolls and Fronting Letters On August 8, 2014, The Loan Syndications and Trading Association (“LSTA”) published in final form its latest iteration...
August 13, 2014 Client Update CII Makes Recommendations to SEC on Writing Dodd-Frank Pay for Performance Rulemaking, Questions How to Define Compensation “Actually Paid” The Council of Institutional Investors (CII) sent a letter to Keith Higgins, the director of the SEC Division of Corporati...
August 12, 2014 Client Update Share Capital Management and Transaction Guidelines Two sets of important guidelines have recently been issued which are relevant to UK listed companies seeking to raise new ...
August 12, 2014 Client Update SEC Waives Key Provision of Rule in Granting Latest Whistleblower Award and Rulemaking Petition Seeks Clarifications on Private Agreements and Anti-Retaliation The latest SEC award to a whistleblower was notable for having been initially denied because the SEC decided that the info...