Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 1, 2014 Client Update Dodd-Frank Progress Report - May 2014 In the past month, one rulemaking requirement was finalized and no rulemaking requirements were proposed. As of May 1, 20... May 1, 2014 Client Update Trends in Shareholder Proposals for the 2014 Season, So Far We recently discussed early 2014 proxy season governance trends. With respect to shareholder proposals, the total number f... April 29, 2014 Client Update Major Governance Changes at Nabors, But Vote-Counting Method Continues to Draw Criticism Amidst Questions About the Meaning of Abstentions In one fell swoop, Nabors Industries recently announced a number of significant governance changes that adopt the resoluti... April 29, 2014 Client Update Investment Management Regulatory Update - April 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Sha... April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep... April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co... April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep... April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co... April 28, 2014 Client Update The Fed's Physical Commodities ANPR On January 21, 2014, the Federal Reserve published an Advance Notice of Proposed Rulemaking (ANPR) announcing that it had ... April 28, 2014 Client Update Twelve Senators Urge SEC Not to Delay Conflict Mineral Disclosure Senate Assistant Majority Leader Dick Durbin (D. Illinois) and a group of 11 other senators are urging the SEC to move for... Load More
May 1, 2014 Client Update Dodd-Frank Progress Report - May 2014 In the past month, one rulemaking requirement was finalized and no rulemaking requirements were proposed. As of May 1, 20...
May 1, 2014 Client Update Trends in Shareholder Proposals for the 2014 Season, So Far We recently discussed early 2014 proxy season governance trends. With respect to shareholder proposals, the total number f...
April 29, 2014 Client Update Major Governance Changes at Nabors, But Vote-Counting Method Continues to Draw Criticism Amidst Questions About the Meaning of Abstentions In one fell swoop, Nabors Industries recently announced a number of significant governance changes that adopt the resoluti...
April 29, 2014 Client Update Investment Management Regulatory Update - April 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Sha...
April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep...
April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co...
April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep...
April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co...
April 28, 2014 Client Update The Fed's Physical Commodities ANPR On January 21, 2014, the Federal Reserve published an Advance Notice of Proposed Rulemaking (ANPR) announcing that it had ...
April 28, 2014 Client Update Twelve Senators Urge SEC Not to Delay Conflict Mineral Disclosure Senate Assistant Majority Leader Dick Durbin (D. Illinois) and a group of 11 other senators are urging the SEC to move for...