Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 3, 2014 Client Update SEC Staff Guidance on Proxy Advisory Firms May be Issued This Week The WSJ is reporting that the SEC staff may issue guidance as early as this week to cause proxy advisory firms to disclose... June 2, 2014 Client Update Dodd-Frank Progress Report - June 2014 In the past month, one rulemaking requirement was finalized and one rulemaking requirement was proposed. As of June 2, 20... May 29, 2014 Client Update Continuing Spotlight on Audit Committee Reports and the Preponderance of Other Functional Board Committees Six governance groups, including the National Association of Corporate Directors, Tapestry Networks and the Center for Aud... May 28, 2014 Client Update Investment Management Regulatory Update - May 2014 SEC Rules and Regulations SEC Reopens Commenting Period on Target Date Funds SEC Grants No-Action Relief to 403(b) Pla... May 27, 2014 Client Update Expanded Disclosure of Audit Committee Information in Proxy Statements We all know that executive compensation information in proxy statements is getting longer, as a response to the say-on-pay... May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd... May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd... May 27, 2014 Client Update State Street’s Director Tenure Policy Contains Specific Lengths of Service Screens and May Result in Votes against Directors State Street Global Advisors’ (SSgA) 2014 voting policy on director tenure focuses on what it identifies as the need for... May 21, 2014 Client Update SEC Commissioners Emphasize Focus on Individuals, Including Lawyers, in Enforcement Cases, and Brings an Auditor Independence Action Against an Audit Partner According to a recent speech by Chair White, one of the key decision points in nearly every enforcement action is who will... May 21, 2014 Client Update Proposed Legislation Would Significantly Limit Inversion Transactions As expected, Senator Carl Levin and thirteen other Democratic Senators yesterday introduced a bill that would significantl... Load More
June 3, 2014 Client Update SEC Staff Guidance on Proxy Advisory Firms May be Issued This Week The WSJ is reporting that the SEC staff may issue guidance as early as this week to cause proxy advisory firms to disclose...
June 2, 2014 Client Update Dodd-Frank Progress Report - June 2014 In the past month, one rulemaking requirement was finalized and one rulemaking requirement was proposed. As of June 2, 20...
May 29, 2014 Client Update Continuing Spotlight on Audit Committee Reports and the Preponderance of Other Functional Board Committees Six governance groups, including the National Association of Corporate Directors, Tapestry Networks and the Center for Aud...
May 28, 2014 Client Update Investment Management Regulatory Update - May 2014 SEC Rules and Regulations SEC Reopens Commenting Period on Target Date Funds SEC Grants No-Action Relief to 403(b) Pla...
May 27, 2014 Client Update Expanded Disclosure of Audit Committee Information in Proxy Statements We all know that executive compensation information in proxy statements is getting longer, as a response to the say-on-pay...
May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd...
May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd...
May 27, 2014 Client Update State Street’s Director Tenure Policy Contains Specific Lengths of Service Screens and May Result in Votes against Directors State Street Global Advisors’ (SSgA) 2014 voting policy on director tenure focuses on what it identifies as the need for...
May 21, 2014 Client Update SEC Commissioners Emphasize Focus on Individuals, Including Lawyers, in Enforcement Cases, and Brings an Auditor Independence Action Against an Audit Partner According to a recent speech by Chair White, one of the key decision points in nearly every enforcement action is who will...
May 21, 2014 Client Update Proposed Legislation Would Significantly Limit Inversion Transactions As expected, Senator Carl Levin and thirteen other Democratic Senators yesterday introduced a bill that would significantl...