Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 24, 2014 Client Update Investment Management Regulatory Update - July 2014 SEC Rules and Regulations SEC Adopts Security-Based Swap Cross-Border Definitional Rule Industry Update SEC Staff ... July 23, 2014 Client Update Eliminating Shareholder Ability to Call a Special Meeting Approximately 60% of S&P 500 companies provide shareholders with the right to call special meetings. Coupled with the move... July 22, 2014 Client Update Davis Polk Marks Dodd-Frank Implementation Progress, Four Years After Passage As politicians spar over whether the seminal Dodd-Frank Act has achieved its objectives on its fourth anniversary that pas... July 18, 2014 Client Update Dodd-Frank Four-Year Anniversary Progress Report This special Progress Report marks the four-year anniversary of Dodd-Frank. As of July 18, 2014, a total of 280 Dodd-Frank... July 18, 2014 Client Update ISS Announces Policy Survey for 2015 Proxy Season Yesterday, ISS announced the issuance of its 2015 proxy voting policy survey. Investors, issuers and their advisors are en... July 17, 2014 Client Update SEC Fines Accounting Firm for Auditor Independence Violations and an Unrelated Company Pulls Prior Financial Statements Audited by Same Firm Due to Inappropriate Personal Relationship For actively helping two public company clients lobby congressional staff members about pending legislation, the SEC charg... July 15, 2014 Client Update ISS Reports on Preliminary Postseason Results According to the ISS US preliminary postseason update, the win rate for dissidents, measured by whether they won at least ... July 10, 2014 Client Update The Trend for Fee-Shifting Bylaws The numbers keep changing, but the latest report indicates that six public (or soon-to-be-public) companies have adopted f... July 8, 2014 Client Update Group Seeks Regulatory Requirement for Disclosure on Reasons That Directors Who Do Not Receive Majority Support Remain on Their Boards 85% of directors at Russell 3000 companies who failed to receive majority support for their election remain on those board... July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg... Load More
July 24, 2014 Client Update Investment Management Regulatory Update - July 2014 SEC Rules and Regulations SEC Adopts Security-Based Swap Cross-Border Definitional Rule Industry Update SEC Staff ...
July 23, 2014 Client Update Eliminating Shareholder Ability to Call a Special Meeting Approximately 60% of S&P 500 companies provide shareholders with the right to call special meetings. Coupled with the move...
July 22, 2014 Client Update Davis Polk Marks Dodd-Frank Implementation Progress, Four Years After Passage As politicians spar over whether the seminal Dodd-Frank Act has achieved its objectives on its fourth anniversary that pas...
July 18, 2014 Client Update Dodd-Frank Four-Year Anniversary Progress Report This special Progress Report marks the four-year anniversary of Dodd-Frank. As of July 18, 2014, a total of 280 Dodd-Frank...
July 18, 2014 Client Update ISS Announces Policy Survey for 2015 Proxy Season Yesterday, ISS announced the issuance of its 2015 proxy voting policy survey. Investors, issuers and their advisors are en...
July 17, 2014 Client Update SEC Fines Accounting Firm for Auditor Independence Violations and an Unrelated Company Pulls Prior Financial Statements Audited by Same Firm Due to Inappropriate Personal Relationship For actively helping two public company clients lobby congressional staff members about pending legislation, the SEC charg...
July 15, 2014 Client Update ISS Reports on Preliminary Postseason Results According to the ISS US preliminary postseason update, the win rate for dissidents, measured by whether they won at least ...
July 10, 2014 Client Update The Trend for Fee-Shifting Bylaws The numbers keep changing, but the latest report indicates that six public (or soon-to-be-public) companies have adopted f...
July 8, 2014 Client Update Group Seeks Regulatory Requirement for Disclosure on Reasons That Directors Who Do Not Receive Majority Support Remain on Their Boards 85% of directors at Russell 3000 companies who failed to receive majority support for their election remain on those board...
July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg...