Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 21, 2015 Client Update SEC Proposes Amendments to Exchange Act Rules Governing Registration Requirements On December 17, 2014, the SEC proposed rule amendments intended to make it easier for private companies to raise capital, ... January 21, 2015 Client Update SEC Proposes Amendments to Exchange Act Rules Governing Registration Requirements On December 17, 2014, the SEC proposed rule amendments intended to make it easier for private companies to raise capital, ... January 20, 2015 Articles & Books Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeffrey Dinwoodie of Davis Polk’s Financial Insti... January 20, 2015 Client Update Investment Management Regulatory Update - January 2015 SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule... January 19, 2015 Client Update Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions The Securities and Futures Commission (SFC) announced on May 21, 2014 and December 10, 2014 that it had disciplined a Type... January 16, 2015 Client Update Chair White Statement Regarding Controversial Staff Decisions on Proxy Access Proposals Causes SEC Staff to Express No Views on 14a-8(i)(9) During Proxy Season The SEC has issued a statement, which, although no mention of the proxy access proposals is specifically made, addresses t... January 15, 2015 Client Update Revised Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates - January 2015 The memorandum addresses today’s announced changes to both the HSR premerger notification filing thresholds and the thre... January 14, 2015 Client Update Vanguard’s View on Proxy Access Proposals Vanguard has indicated that they are in the process of adding language to their proxy voting guidelines to communicate the... January 14, 2015 Client Update SEC Announces Its Examination Office will Review Proxy Advisory Firm Recommendations and Disclosure The SEC announced its Office of Compliance Inspections and Examinations’ (OCIE) priorities for 2015, which focus on thre... January 13, 2015 Client Update Report on SEC Comment Letter Trends Highlight Issues for 10-K Disclosure Deloitte recently published a 127-page report on SEC comment letter trends that companies may find useful as they prepare ... Load More
January 21, 2015 Client Update SEC Proposes Amendments to Exchange Act Rules Governing Registration Requirements On December 17, 2014, the SEC proposed rule amendments intended to make it easier for private companies to raise capital, ...
January 21, 2015 Client Update SEC Proposes Amendments to Exchange Act Rules Governing Registration Requirements On December 17, 2014, the SEC proposed rule amendments intended to make it easier for private companies to raise capital, ...
January 20, 2015 Articles & Books Impacts and Implications of the CFTC’s Emerging Clearinghouse Exemptive Program In a recent guest commentary in Traders Magazine, Annette Nazareth and Jeffrey Dinwoodie of Davis Polk’s Financial Insti...
January 20, 2015 Client Update Investment Management Regulatory Update - January 2015 SEC Rules and Regulations SEC Extends No-Action Relief to Three Derivatives Clearing Organizations Regarding Custody Rule...
January 19, 2015 Client Update Placee Independence – Key Takeaways from the Latest SFC Disciplinary Actions The Securities and Futures Commission (SFC) announced on May 21, 2014 and December 10, 2014 that it had disciplined a Type...
January 16, 2015 Client Update Chair White Statement Regarding Controversial Staff Decisions on Proxy Access Proposals Causes SEC Staff to Express No Views on 14a-8(i)(9) During Proxy Season The SEC has issued a statement, which, although no mention of the proxy access proposals is specifically made, addresses t...
January 15, 2015 Client Update Revised Jurisdictional Thresholds Under the HSR Act and For the Prohibition of Interlocking Directorates - January 2015 The memorandum addresses today’s announced changes to both the HSR premerger notification filing thresholds and the thre...
January 14, 2015 Client Update Vanguard’s View on Proxy Access Proposals Vanguard has indicated that they are in the process of adding language to their proxy voting guidelines to communicate the...
January 14, 2015 Client Update SEC Announces Its Examination Office will Review Proxy Advisory Firm Recommendations and Disclosure The SEC announced its Office of Compliance Inspections and Examinations’ (OCIE) priorities for 2015, which focus on thre...
January 13, 2015 Client Update Report on SEC Comment Letter Trends Highlight Issues for 10-K Disclosure Deloitte recently published a 127-page report on SEC comment letter trends that companies may find useful as they prepare ...