Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 28, 2015 Client Update CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies On September 17, 2015, the Commodity Futures Trading Commission settled its first enforcement action involving an unregist... September 28, 2015 Client Update CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies On September 17, 2015, the Commodity Futures Trading Commission settled its first enforcement action involving an unregist... September 25, 2015 Client Update NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28 The New York Stock Exchange has amended its rules regarding the public release of material information, which will become ... September 25, 2015 Client Update NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28 The New York Stock Exchange has amended its rules regarding the public release of material information, which will become ... September 24, 2015 Client Update Development in Proxy Access Shareholder Proposals for 2016 Those following the latest developments on proxy access may be interested in Jim McRitchie’s recent blog post, where he ... September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge... September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge... September 24, 2015 Client Update Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum Constitutional attacks against the Securities Exchange Commission’s (the “SEC”) use of administrative proceedings ha... September 17, 2015 Client Update Retail Shareholders Voted Against Proxy Access Proposals The importance of the retail shareholder vote came out in force this past season, as 85% of retail shares were cast agains... September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of... Load More
September 28, 2015 Client Update CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies On September 17, 2015, the Commodity Futures Trading Commission settled its first enforcement action involving an unregist...
September 28, 2015 Client Update CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies On September 17, 2015, the Commodity Futures Trading Commission settled its first enforcement action involving an unregist...
September 25, 2015 Client Update NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28 The New York Stock Exchange has amended its rules regarding the public release of material information, which will become ...
September 25, 2015 Client Update NYSE Expands Pre-Market Material News Policy and Trading Halt Authority Effective September 28 The New York Stock Exchange has amended its rules regarding the public release of material information, which will become ...
September 24, 2015 Client Update Development in Proxy Access Shareholder Proposals for 2016 Those following the latest developments on proxy access may be interested in Jim McRitchie’s recent blog post, where he ...
September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge...
September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge...
September 24, 2015 Client Update Securities Litigation Update: Constitutional Challenges to SEC’s Administrative Courts Gain Momentum Constitutional attacks against the Securities Exchange Commission’s (the “SEC”) use of administrative proceedings ha...
September 17, 2015 Client Update Retail Shareholders Voted Against Proxy Access Proposals The importance of the retail shareholder vote came out in force this past season, as 85% of retail shares were cast agains...
September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of...