Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 1, 2016 Client Update Glass Lewis CEO Responds to Proposed Legislation Governing Proxy Advisors The prepared statement on the Proxy Advisory Firm Reform Act by the CEO of Glass Lewis, KT Rabin, before the Subcommittee ... May 27, 2016 Client Update Investment Management Regulatory Update - May 2016 SEC Rules and Regulations SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act SEC Staff ... May 26, 2016 Client Update Court Denies Proxy Contest After Board Determines Dissident Candidates Failed to Complete Questionnaire A recent case interprets and demonstrates the importance of the requirements in advance notice bylaws. The U.S. District C... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en... May 24, 2016 Client Update NASDAQ Amends Rule Filing on Disclosure of Third-Party Compensation for Directors and SEC Extends Review Period The SEC has extended to July 4, 2016, as the deadline for taking action on NASDAQ’s proposal requiring its listed compan... May 24, 2016 Client Update SEC Adopts Business Conduct Rules for Security-Based Swap Dealers The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules addr... Load More
June 1, 2016 Client Update Glass Lewis CEO Responds to Proposed Legislation Governing Proxy Advisors The prepared statement on the Proxy Advisory Firm Reform Act by the CEO of Glass Lewis, KT Rabin, before the Subcommittee ...
May 27, 2016 Client Update Investment Management Regulatory Update - May 2016 SEC Rules and Regulations SEC Proposes Higher Net Worth Threshold for Qualified Clients under the Advisers Act SEC Staff ...
May 26, 2016 Client Update Court Denies Proxy Contest After Board Determines Dissident Candidates Failed to Complete Questionnaire A recent case interprets and demonstrates the importance of the requirements in advance notice bylaws. The U.S. District C...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 25, 2016 Client Update Federal Reserve's Proposed Rule on QFCs with U.S. G-SIBs and the U.S. Operations of Foreign G-SIBs The Federal Reserve recently issued a proposed rule that would prohibit the U.S. G-SIBs and certain foreign G-SIBs from en...
May 24, 2016 Client Update NASDAQ Amends Rule Filing on Disclosure of Third-Party Compensation for Directors and SEC Extends Review Period The SEC has extended to July 4, 2016, as the deadline for taking action on NASDAQ’s proposal requiring its listed compan...
May 24, 2016 Client Update SEC Adopts Business Conduct Rules for Security-Based Swap Dealers The SEC adopted Business Conduct Rules for security-based swap dealers on April 14, 2016. The Business Conduct Rules addr...