Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 29, 2015 Client Update SEC Proposes New Limits on Registered Funds’ Derivatives Use On December 11, 2015, the U.S. Securities and Exchange Commission proposed Rule 18f-4, which would impose new exposure lim... December 29, 2015 Client Update SEC Proposes New Limits on Registered Funds’ Derivatives Use On December 11, 2015, the U.S. Securities and Exchange Commission proposed Rule 18f-4, which would impose new exposure lim... December 21, 2015 Client Update ISS Issues FAQs on Voting Policies, Including Proxy Access On Friday ISS issued new and updated FAQs to their proxy voting policies. Most notably, ISS indicated that it will evaluat... December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext... December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext... December 21, 2015 Client Update Investment Management Regulatory Update - December 2015 SEC Rules and Regulations SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance I... December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous... December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous... December 16, 2015 Client Update PCAOB Adopts Rules Requiring Names of Engagement Partners and Other Firms Involved Yesterday, the PCAOB adopted new rules to require auditors to disclose the name of the audit engagement partner. The rules... December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti... Load More
December 29, 2015 Client Update SEC Proposes New Limits on Registered Funds’ Derivatives Use On December 11, 2015, the U.S. Securities and Exchange Commission proposed Rule 18f-4, which would impose new exposure lim...
December 29, 2015 Client Update SEC Proposes New Limits on Registered Funds’ Derivatives Use On December 11, 2015, the U.S. Securities and Exchange Commission proposed Rule 18f-4, which would impose new exposure lim...
December 21, 2015 Client Update ISS Issues FAQs on Voting Policies, Including Proxy Access On Friday ISS issued new and updated FAQs to their proxy voting policies. Most notably, ISS indicated that it will evaluat...
December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext...
December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext...
December 21, 2015 Client Update Investment Management Regulatory Update - December 2015 SEC Rules and Regulations SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance I...
December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous...
December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous...
December 16, 2015 Client Update PCAOB Adopts Rules Requiring Names of Engagement Partners and Other Firms Involved Yesterday, the PCAOB adopted new rules to require auditors to disclose the name of the audit engagement partner. The rules...
December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti...