Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 1, 2015 Client Update PCAOB Proposes New Public Form to Disclose Audit Engagement Partner and Issues Concept Release on Audit Quality Indicators The PCAOB is asking for public comment on whether to require audit firms to file a new form to make public the name of the... June 30, 2015 Client Update Chair White Focuses on Alternative Resolutions to Shareholder Proposals and Director Elections We previously discussed two elements of Chair White’s keynote speech on proxy matters at the National Conference of the ... June 29, 2015 Client Update Chair White Asks Companies to Consider Sharing Interim Vote Tallies with Proponents It comes as no surprise that Chair White addressed proxy matters in her keynote remarks at the Society of Corporate Secret... June 26, 2015 Client Update SEC Announces Open Meeting to Consider Clawback Rule Proposal The SEC has announced that it will hold an open meeting on Wednesday, July 1, 2015, at 10:00 a.m. to consider whether to p... June 24, 2015 Client Update Reliance on Proxy Advisory Firm Recommendations May Have Contributed to Majority Withhold Votes for Directors According to a filing by Nabors, four directors received less than a majority of the shares voted (or withheld) and tender... June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor... June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor... June 22, 2015 Client Update Investment Management Regulatory Update - June 2015 SEC Rules and Regulations BE-10 Report Filing Deadline for New Filers Extended to June 30, 2015 SEC Grants No-Action Reli... June 18, 2015 Client Update SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both th... June 17, 2015 Client Update Audit Committee Concept Release May Include Auditor Tenure Disclosure The question of whether companies should be required to disclose how long they have retained the same auditors may be part... Load More
July 1, 2015 Client Update PCAOB Proposes New Public Form to Disclose Audit Engagement Partner and Issues Concept Release on Audit Quality Indicators The PCAOB is asking for public comment on whether to require audit firms to file a new form to make public the name of the...
June 30, 2015 Client Update Chair White Focuses on Alternative Resolutions to Shareholder Proposals and Director Elections We previously discussed two elements of Chair White’s keynote speech on proxy matters at the National Conference of the ...
June 29, 2015 Client Update Chair White Asks Companies to Consider Sharing Interim Vote Tallies with Proponents It comes as no surprise that Chair White addressed proxy matters in her keynote remarks at the Society of Corporate Secret...
June 26, 2015 Client Update SEC Announces Open Meeting to Consider Clawback Rule Proposal The SEC has announced that it will hold an open meeting on Wednesday, July 1, 2015, at 10:00 a.m. to consider whether to p...
June 24, 2015 Client Update Reliance on Proxy Advisory Firm Recommendations May Have Contributed to Majority Withhold Votes for Directors According to a filing by Nabors, four directors received less than a majority of the shares voted (or withheld) and tender...
June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor...
June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor...
June 22, 2015 Client Update Investment Management Regulatory Update - June 2015 SEC Rules and Regulations BE-10 Report Filing Deadline for New Filers Extended to June 30, 2015 SEC Grants No-Action Reli...
June 18, 2015 Client Update SEC Proposes Rules to Modernize and Enhance Information Reported by Investment Companies and Investment Advisers On May 20, 2015, the Securities and Exchange Commission (the “SEC”) proposed rules, forms and amendments under both th...
June 17, 2015 Client Update Audit Committee Concept Release May Include Auditor Tenure Disclosure The question of whether companies should be required to disclose how long they have retained the same auditors may be part...