Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 9, 2015 Client Update Court Orders SEC to Issue Resource Extraction Rules Oxfam America scored a recent victory when the U.S. District Court in the District of Massachusetts decided that the SEC m... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... September 8, 2015 Client Update NYSE Proposes Expansion of Listed Companies’ Requirements to Provide Notification of Material News and Circumstances When It Can Halt Trading NYSE listed companies are currently required to notify the Exchange before disseminating material news so that it can halt... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... September 2, 2015 Client Update Busy Year for Proxy Contests ISS counts Tempur Sealy as among the 28 proxy contests during the first six months of 2015, the busiest period for contest... August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,... August 27, 2015 Client Update An Economic Analysis of Universally Mandated Versus Private Ordering for Proxy Access The SEC Office of Economic and Risk Analysis has made available on its website a lengthy working paper on proxy access, sp... August 26, 2015 Client Update FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption The Federal Trade Commission (“FTC”) and the United States Department of Justice (“DOJ”) on Monday reached a settl... August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a... Load More
September 9, 2015 Client Update Court Orders SEC to Issue Resource Extraction Rules Oxfam America scored a recent victory when the U.S. District Court in the District of Massachusetts decided that the SEC m...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
September 8, 2015 Client Update NYSE Proposes Expansion of Listed Companies’ Requirements to Provide Notification of Material News and Circumstances When It Can Halt Trading NYSE listed companies are currently required to notify the Exchange before disseminating material news so that it can halt...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
September 2, 2015 Client Update Busy Year for Proxy Contests ISS counts Tempur Sealy as among the 28 proxy contests during the first six months of 2015, the busiest period for contest...
August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,...
August 27, 2015 Client Update An Economic Analysis of Universally Mandated Versus Private Ordering for Proxy Access The SEC Office of Economic and Risk Analysis has made available on its website a lengthy working paper on proxy access, sp...
August 26, 2015 Client Update FTC Settlement with Activist Fund Clarifies Scope of HSR Passive Investment Exemption The Federal Trade Commission (“FTC”) and the United States Department of Justice (“DOJ”) on Monday reached a settl...
August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a...