Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext... December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext... December 21, 2015 Client Update ISS Issues FAQs on Voting Policies, Including Proxy Access On Friday ISS issued new and updated FAQs to their proxy voting policies. Most notably, ISS indicated that it will evaluat... December 21, 2015 Client Update Investment Management Regulatory Update - December 2015 SEC Rules and Regulations SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance I... December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous... December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous... December 16, 2015 Client Update PCAOB Adopts Rules Requiring Names of Engagement Partners and Other Firms Involved Yesterday, the PCAOB adopted new rules to require auditors to disclose the name of the audit engagement partner. The rules... December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti... December 11, 2015 Client Update SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies This morning, the Securities and Exchange Commission proposed new measures to govern the use of derivatives by registered ... December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ... Load More
December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext...
December 21, 2015 Client Update SEC Re-Proposes Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers On December 11, the SEC once again proposed rules to implement Section 1504 of the Dodd-Frank Act relating to resource ext...
December 21, 2015 Client Update ISS Issues FAQs on Voting Policies, Including Proxy Access On Friday ISS issued new and updated FAQs to their proxy voting policies. Most notably, ISS indicated that it will evaluat...
December 21, 2015 Client Update Investment Management Regulatory Update - December 2015 SEC Rules and Regulations SEC Staff Grants No-Action Relief Relating to Rule 482 Requirements as Applied to Performance I...
December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous...
December 17, 2015 Client Update Preparing Your 2015 Form 20-F This memorandum highlights some considerations for the preparation of your 2015 annual report on Form 20-F. As in previous...
December 16, 2015 Client Update PCAOB Adopts Rules Requiring Names of Engagement Partners and Other Firms Involved Yesterday, the PCAOB adopted new rules to require auditors to disclose the name of the audit engagement partner. The rules...
December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti...
December 11, 2015 Client Update SEC Proposes New Rule Governing the Use of Derivatives by Registered Investment Companies This morning, the Securities and Exchange Commission proposed new measures to govern the use of derivatives by registered ...
December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ...