Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 3, 2017 Client Update JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation The SEC has raised the annual gross revenue cap for a company to qualify as an emerging growth company, or EGC, from $1 bi... March 29, 2017 Client Update Private Equity Regulatory Update - March 2017 Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers March 29, 2017 Client Update Investment Management Regulatory Update - March 2017 SEC Rules and Regulations Division of Investment Management Grants No-Action Relief to the Investment Adviser Associatio... March 29, 2017 Client Update After Slight Text Changes, the SEC Staff Decides Proposal Governing Company Access to Vote Tallies Cannot Be Excluded Several companies excluded proposals this season related to their receipt of periodic vote tallies from Broadridge after r... March 29, 2017 Client Update Bipartisan Group of Senators Introduces Countering Iran’s Destabilizing Activities Act of 2017 Both responding and contributing to the general escalation of tensions between the United States and Iran, a bipartisan gr... March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018... March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018... March 27, 2017 Client Update President Trump Appoints Makan Delrahim to Lead the Antitrust Division Today the Trump Administration announced the selection of Makan Delrahim, currently Deputy Counsel to President Trump for ... March 27, 2017 Client Update Joint EGRPRA Report Indicative of Current State of Financial Regulatory Reform The Economic Growth and Regulatory Paperwork Reduction Act (“EGRPRA”) requires the federal banking agencies to conduct... March 24, 2017 Client Update Mr. Clayton Goes to Washington SEC Chair nominee Jay Clayton’s March 23rd hearing before the Senate Banking Committee covered much of the expected grou... Load More
April 3, 2017 Client Update JOBS Act EGC Revenue Cap Raised to $1.07 Billion to Adjust for Inflation The SEC has raised the annual gross revenue cap for a company to qualify as an emerging growth company, or EGC, from $1 bi...
March 29, 2017 Client Update Private Equity Regulatory Update - March 2017 Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers
March 29, 2017 Client Update Investment Management Regulatory Update - March 2017 SEC Rules and Regulations Division of Investment Management Grants No-Action Relief to the Investment Adviser Associatio...
March 29, 2017 Client Update After Slight Text Changes, the SEC Staff Decides Proposal Governing Company Access to Vote Tallies Cannot Be Excluded Several companies excluded proposals this season related to their receipt of periodic vote tallies from Broadridge after r...
March 29, 2017 Client Update Bipartisan Group of Senators Introduces Countering Iran’s Destabilizing Activities Act of 2017 Both responding and contributing to the general escalation of tensions between the United States and Iran, a bipartisan gr...
March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018...
March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018...
March 27, 2017 Client Update President Trump Appoints Makan Delrahim to Lead the Antitrust Division Today the Trump Administration announced the selection of Makan Delrahim, currently Deputy Counsel to President Trump for ...
March 27, 2017 Client Update Joint EGRPRA Report Indicative of Current State of Financial Regulatory Reform The Economic Growth and Regulatory Paperwork Reduction Act (“EGRPRA”) requires the federal banking agencies to conduct...
March 24, 2017 Client Update Mr. Clayton Goes to Washington SEC Chair nominee Jay Clayton’s March 23rd hearing before the Senate Banking Committee covered much of the expected grou...