Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 31, 2017 Client Update Investment Management Regulatory Update - August 2017 Rules and Regulations SEC Staff Releases FAQs on Investment Company Reporting Modernization Reforms SEC’s Acting Direct... August 30, 2017 Client Update EEOC Reports Seeking Employer Pay Data Stayed New EEOC regulations seeking pay data will not go into effect in March 2018 as planned. According to the EEOC, the Office... August 28, 2017 Client Update NYSE Delays Implementation of New Rule Changing the Timing of Advance Notice of Dividend and Distributions Announcements The NYSE has asked the SEC to delay the effectiveness of its recently approved rule requiring listed companies to provide ... August 25, 2017 Client Update Issuance of Venezuela-related Executive Order and Associated General Licenses On August 24, 2017 the Trump Administration issued a new Executive Order (“E.O.”), “Imposing Additional Sanctions Wi... August 23, 2017 Client Update How Does Your Audit Committee Disclosure Compare? Deloitte and EY both recently published studies about audit committee disclosure in the proxy statements of the largest co... August 21, 2017 Client Update SEC Staff Provides Additional Relief to Facilitate IPO Filings On August 17, the SEC’s Division of Corporation Finance announced updated guidance that should reduce the time and expen... August 21, 2017 Client Update U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin Recently, certain derivatives clearinghouses have changed their rulebooks to treat daily payments of mark-to-market variat... August 15, 2017 Client Update SEC Staff Examines Impact of Regulation on Capital Formation and Market Liquidity In response to a statutory requirement, the SEC Staff of the Division of Economic and Risk Analysis (DERA) has issued a le... August 14, 2017 Client Update Spoofing Rule Governing Commodities Trading Survives Constitutional Vagueness Challenge in the Seventh Circuit In a closely watched case, the Seventh Circuit last week affirmed the felony conviction of Michael Coscia, a New Jersey hi... August 14, 2017 Client Update The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance The Federal Reserve’s proposed supervisory guidance on corporate governance is a breath of fresh air that should encoura... Load More
August 31, 2017 Client Update Investment Management Regulatory Update - August 2017 Rules and Regulations SEC Staff Releases FAQs on Investment Company Reporting Modernization Reforms SEC’s Acting Direct...
August 30, 2017 Client Update EEOC Reports Seeking Employer Pay Data Stayed New EEOC regulations seeking pay data will not go into effect in March 2018 as planned. According to the EEOC, the Office...
August 28, 2017 Client Update NYSE Delays Implementation of New Rule Changing the Timing of Advance Notice of Dividend and Distributions Announcements The NYSE has asked the SEC to delay the effectiveness of its recently approved rule requiring listed companies to provide ...
August 25, 2017 Client Update Issuance of Venezuela-related Executive Order and Associated General Licenses On August 24, 2017 the Trump Administration issued a new Executive Order (“E.O.”), “Imposing Additional Sanctions Wi...
August 23, 2017 Client Update How Does Your Audit Committee Disclosure Compare? Deloitte and EY both recently published studies about audit committee disclosure in the proxy statements of the largest co...
August 21, 2017 Client Update SEC Staff Provides Additional Relief to Facilitate IPO Filings On August 17, the SEC’s Division of Corporation Finance announced updated guidance that should reduce the time and expen...
August 21, 2017 Client Update U.S. Banking Agencies Clarify Capital Treatment of Cleared Derivatives with Settled-to-Market Variation Margin Recently, certain derivatives clearinghouses have changed their rulebooks to treat daily payments of mark-to-market variat...
August 15, 2017 Client Update SEC Staff Examines Impact of Regulation on Capital Formation and Market Liquidity In response to a statutory requirement, the SEC Staff of the Division of Economic and Risk Analysis (DERA) has issued a le...
August 14, 2017 Client Update Spoofing Rule Governing Commodities Trading Survives Constitutional Vagueness Challenge in the Seventh Circuit In a closely watched case, the Seventh Circuit last week affirmed the felony conviction of Michael Coscia, a New Jersey hi...
August 14, 2017 Client Update The Federal Reserve Breathes Fresh Air into Its Corporate Governance Guidance The Federal Reserve’s proposed supervisory guidance on corporate governance is a breath of fresh air that should encoura...