Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 29, 2017 Client Update After Slight Text Changes, the SEC Staff Decides Proposal Governing Company Access to Vote Tallies Cannot Be Excluded Several companies excluded proposals this season related to their receipt of periodic vote tallies from Broadridge after r... March 29, 2017 Client Update Bipartisan Group of Senators Introduces Countering Iran’s Destabilizing Activities Act of 2017 Both responding and contributing to the general escalation of tensions between the United States and Iran, a bipartisan gr... March 29, 2017 Client Update Investment Management Regulatory Update - March 2017 SEC Rules and Regulations Division of Investment Management Grants No-Action Relief to the Investment Adviser Associatio... March 29, 2017 Client Update Private Equity Regulatory Update - March 2017 Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018... March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018... March 27, 2017 Client Update President Trump Appoints Makan Delrahim to Lead the Antitrust Division Today the Trump Administration announced the selection of Makan Delrahim, currently Deputy Counsel to President Trump for ... March 27, 2017 Client Update Joint EGRPRA Report Indicative of Current State of Financial Regulatory Reform The Economic Growth and Regulatory Paperwork Reduction Act (“EGRPRA”) requires the federal banking agencies to conduct... March 24, 2017 Client Update SEC Approves Move to T+2 Standard Settlement Cycle in September 2017 On March 22, the SEC approved a rule amendment to shorten the standard settlement cycle for most broker-dealer securities ... March 24, 2017 Client Update Davis Polk Submits Comment Letter to the SEC on Implementation of Pay Ratio Rule Davis Polk has submitted a comment letter on the SEC’s implementation of the pay ratio rule. We previously summarized th... Load More
March 29, 2017 Client Update After Slight Text Changes, the SEC Staff Decides Proposal Governing Company Access to Vote Tallies Cannot Be Excluded Several companies excluded proposals this season related to their receipt of periodic vote tallies from Broadridge after r...
March 29, 2017 Client Update Bipartisan Group of Senators Introduces Countering Iran’s Destabilizing Activities Act of 2017 Both responding and contributing to the general escalation of tensions between the United States and Iran, a bipartisan gr...
March 29, 2017 Client Update Investment Management Regulatory Update - March 2017 SEC Rules and Regulations Division of Investment Management Grants No-Action Relief to the Investment Adviser Associatio...
March 29, 2017 Client Update Private Equity Regulatory Update - March 2017 Industry Update OCIE Announces Five Most Frequent Compliance Topics Identified during Examinations of Investment Advisers
March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018...
March 27, 2017 Client Update Proposed Expansion of New York State Real Estate Transfer Tax On January 23, Governor Cuomo introduced proposed legislation to the New York State Legislature implementing his 2017-2018...
March 27, 2017 Client Update President Trump Appoints Makan Delrahim to Lead the Antitrust Division Today the Trump Administration announced the selection of Makan Delrahim, currently Deputy Counsel to President Trump for ...
March 27, 2017 Client Update Joint EGRPRA Report Indicative of Current State of Financial Regulatory Reform The Economic Growth and Regulatory Paperwork Reduction Act (“EGRPRA”) requires the federal banking agencies to conduct...
March 24, 2017 Client Update SEC Approves Move to T+2 Standard Settlement Cycle in September 2017 On March 22, the SEC approved a rule amendment to shorten the standard settlement cycle for most broker-dealer securities ...
March 24, 2017 Client Update Davis Polk Submits Comment Letter to the SEC on Implementation of Pay Ratio Rule Davis Polk has submitted a comment letter on the SEC’s implementation of the pay ratio rule. We previously summarized th...