Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 6, 2017 Client Update Leveraged Lending—A New Era for Guidance Issued by the Banking Agencies? The Leveraged Lending Guidelines are in an uncomfortable state of limbo. After the GAO ruling that the Guidelines are a ?... November 6, 2017 Client Update SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions On October 26, 2017, the Division of Investment Management and the Division of Trading and Markets of the SEC issued three... November 6, 2017 Client Update “Paradise Papers” Will Lead to Increased Regulatory Scrutiny of Cross-Border Banking Background On November 5, 2017 the International Consortium of Investigative Journalists (“ICIJ”) released the “Para... November 6, 2017 Client Update SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions On October 26, 2017, the Division of Investment Management and the Division of Trading and Markets of the SEC issued three... November 3, 2017 Client Update House Passes Two Bipartisan Bills to Facilitate Securities Offerings Bills Would Expand Testing the Waters, Codify Confidential Submission of Draft Registration Statements and Modify Accredit... November 3, 2017 Client Update House Passes Two Bipartisan Bills to Facilitate Securities Offerings Bills Would Expand Testing the Waters, Codify Confidential Submission of Draft Registration Statements and Modify Accredit... November 2, 2017 Client Update New SEC Staff Legal Bulletin Shifts Burden to Boards on Ordinary Business and Economic Relevance Exclusions, Clarifies Proposal by Proxy and Retains Status Quo on Use of Images Yesterday, the SEC Staff issued a new Staff Legal Bulletin (SLB) on shareholder proposals. The most striking impact it wi... November 2, 2017 Client Update FINRA Establishes New Registration and Qualification Requirements FINRA announced that new rules governing the registration and qualification of member firms’ associated persons will bec... November 1, 2017 Client Update New York City Commission on Human Rights Salary History Law The New York City Commission on Human Rights (CCHR) enacted Local Law 67 in May 2017, which prohibits employers from inqui... October 31, 2017 Client Update Private Equity Regulatory Update - October 2017 Industry Update SEC Announces Cybersecurity Enforcement Initiatives SEC Chairman Issues Statement on Cybersecurity ESG in... Load More
November 6, 2017 Client Update Leveraged Lending—A New Era for Guidance Issued by the Banking Agencies? The Leveraged Lending Guidelines are in an uncomfortable state of limbo. After the GAO ruling that the Guidelines are a ?...
November 6, 2017 Client Update SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions On October 26, 2017, the Division of Investment Management and the Division of Trading and Markets of the SEC issued three...
November 6, 2017 Client Update “Paradise Papers” Will Lead to Increased Regulatory Scrutiny of Cross-Border Banking Background On November 5, 2017 the International Consortium of Investigative Journalists (“ICIJ”) released the “Para...
November 6, 2017 Client Update SEC Issues Three No-Action Letters to Facilitate Cross-Border Implementation of MiFID II's Research Provisions On October 26, 2017, the Division of Investment Management and the Division of Trading and Markets of the SEC issued three...
November 3, 2017 Client Update House Passes Two Bipartisan Bills to Facilitate Securities Offerings Bills Would Expand Testing the Waters, Codify Confidential Submission of Draft Registration Statements and Modify Accredit...
November 3, 2017 Client Update House Passes Two Bipartisan Bills to Facilitate Securities Offerings Bills Would Expand Testing the Waters, Codify Confidential Submission of Draft Registration Statements and Modify Accredit...
November 2, 2017 Client Update New SEC Staff Legal Bulletin Shifts Burden to Boards on Ordinary Business and Economic Relevance Exclusions, Clarifies Proposal by Proxy and Retains Status Quo on Use of Images Yesterday, the SEC Staff issued a new Staff Legal Bulletin (SLB) on shareholder proposals. The most striking impact it wi...
November 2, 2017 Client Update FINRA Establishes New Registration and Qualification Requirements FINRA announced that new rules governing the registration and qualification of member firms’ associated persons will bec...
November 1, 2017 Client Update New York City Commission on Human Rights Salary History Law The New York City Commission on Human Rights (CCHR) enacted Local Law 67 in May 2017, which prohibits employers from inqui...
October 31, 2017 Client Update Private Equity Regulatory Update - October 2017 Industry Update SEC Announces Cybersecurity Enforcement Initiatives SEC Chairman Issues Statement on Cybersecurity ESG in...