Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 14, 2017 Client Update In His First Speech as Chairman, Clayton Presages Few Major Changes at the SEC Jay Clayton’s first public speech on Wednesday as Chairman of the SEC foretold few, if any, sweeping regulatory changes ... July 14, 2017 Client Update Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity The recent Treasury Report on financial regulatory reforms related to banks and credit unions devotes significant attentio... July 13, 2017 Client Update SEC Chairman Clayton on His Agenda SEC Chairman Jay Clayton gave his first public address yesterday, with some meaningful remarks directed at public company ... July 13, 2017 Client Update Davis Polk Webcast On Demand: U.S. Sanctions and AML Regulation 2017 Enforcement Trends: Mid-Year Review Please join us for a discussion on some of this year’s key enforcement trends a... July 12, 2017 Client Update Investor Group Petitions SEC to Require Disclosure on Human Capital Management The Human Capital Management Coalition has submitted a rulemaking petition to the SEC to require all public companies to d... July 12, 2017 Client Update ESG Reports and Ratings: What They Are, Why They Matter Institutional investors, asset managers, financial institutions and other stakeholders are increasingly relying on third p... July 11, 2017 Client Update CFTC Begins Review of Swap Reporting Rules with a Welcome Focus on Simplification and Regulatory Coordination The CFTC’s swap reporting rules, which were among the first swap rules finalized after Dodd-Frank, have also been among ... July 11, 2017 Client Update CFPB Issues Final Rule Limiting Use of Arbitration Clauses in Consumer Financial Contracts Yesterday afternoon, the CFPB issued a final rule that, once it becomes effective, is designed to prohibit providers of ce... July 10, 2017 Client Update FSB Finalizes Guiding Principles on Internal TLAC The Financial Stability Board (FSB) has a long history of taking the high road in proposing international financial regula... July 10, 2017 Client Update NYSE Rule Filing Contemplates Direct Listings Without Concurrent IPO The NYSE has proposed to change its rules to provide for companies to list without the usual process of an underwritten IP... Load More
July 14, 2017 Client Update In His First Speech as Chairman, Clayton Presages Few Major Changes at the SEC Jay Clayton’s first public speech on Wednesday as Chairman of the SEC foretold few, if any, sweeping regulatory changes ...
July 14, 2017 Client Update Treasury Report on Regulatory Reform: Key Recommendations and Initial Regulatory Responses on Capital, Stress Testing and Liquidity The recent Treasury Report on financial regulatory reforms related to banks and credit unions devotes significant attentio...
July 13, 2017 Client Update SEC Chairman Clayton on His Agenda SEC Chairman Jay Clayton gave his first public address yesterday, with some meaningful remarks directed at public company ...
July 13, 2017 Client Update Davis Polk Webcast On Demand: U.S. Sanctions and AML Regulation 2017 Enforcement Trends: Mid-Year Review Please join us for a discussion on some of this year’s key enforcement trends a...
July 12, 2017 Client Update Investor Group Petitions SEC to Require Disclosure on Human Capital Management The Human Capital Management Coalition has submitted a rulemaking petition to the SEC to require all public companies to d...
July 12, 2017 Client Update ESG Reports and Ratings: What They Are, Why They Matter Institutional investors, asset managers, financial institutions and other stakeholders are increasingly relying on third p...
July 11, 2017 Client Update CFTC Begins Review of Swap Reporting Rules with a Welcome Focus on Simplification and Regulatory Coordination The CFTC’s swap reporting rules, which were among the first swap rules finalized after Dodd-Frank, have also been among ...
July 11, 2017 Client Update CFPB Issues Final Rule Limiting Use of Arbitration Clauses in Consumer Financial Contracts Yesterday afternoon, the CFPB issued a final rule that, once it becomes effective, is designed to prohibit providers of ce...
July 10, 2017 Client Update FSB Finalizes Guiding Principles on Internal TLAC The Financial Stability Board (FSB) has a long history of taking the high road in proposing international financial regula...
July 10, 2017 Client Update NYSE Rule Filing Contemplates Direct Listings Without Concurrent IPO The NYSE has proposed to change its rules to provide for companies to list without the usual process of an underwritten IP...