Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 16, 2018 Client Update Proxy C&DIs Updated by SEC Staff The SEC staff recently updated Compliance and Disclosure Interpretations (C&DIs) on the proxy rules and Schedules 14A/C. ... May 16, 2018 Client Update Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege Notwithstanding the venerable status of the attorney-client privilege and the important purposes it serves, the federal ba... May 11, 2018 Client Update OCC Adds Recovery Planning to the Comptroller’s Handbooks The increased emphasis by the prudential banking agencies on recovery planning is evidenced by the Comptroller’s recent ... May 10, 2018 Client Update Delaware Court Finds Continued Compensation to Incapacitated Chairman Could Render Directors Liable for Claims of Waste and Bad Faith In an unusual finding, the Delaware Court of Chancery held that demand was partly excused and claims for corporate waste, ... May 9, 2018 Client Update President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period On May 8, 2018, President Trump announced that he was terminating the United States’ participation in the Joint Comprehe... May 8, 2018 Client Update Davis Polk Blockchain Bulletin: A Cryptocurrency and DLT Newsletter - May 2018 A Cryptocurrency and DLT Newsletter – May 8, 2018 Authored by Avi Gesser, Jai R. Massari, Byron B. Rooney, Trevor I. Kiv... May 7, 2018 Client Update SEC Proposes Enhanced Standards for Advice to Retail Investors The SEC recently proposed rules and interpretations seeking to enhance the standard of conduct of broker-dealers and inves... May 7, 2018 Client Update SEC Proposes Enhanced Standards for Advice to Retail Investors The SEC recently proposed rules and interpretations seeking to enhance the standard of conduct of broker-dealers and inves... May 4, 2018 Client Update CFTC Chairman Giancarlo’s White Paper on Swap Regulation Reform Envisions Near-Term Changes and Longer-Term Enhancements CFTC Chairman J. Christopher Giancarlo and CFTC Chief Economist Bruce Tuckman released a White Paper on April 26, 2018 tha... May 3, 2018 Articles & Books LIBOR Fallbacks in Focus: A Lesson in Unintended Consequences Market participants are undertaking significant work to prepare for a transition away from LIBOR. The recent launch and ... Load More
May 16, 2018 Client Update Proxy C&DIs Updated by SEC Staff The SEC staff recently updated Compliance and Disclosure Interpretations (C&DIs) on the proxy rules and Schedules 14A/C. ...
May 16, 2018 Client Update Banking Regulators’ Examination Authority Does Not Override Attorney-Client Privilege Notwithstanding the venerable status of the attorney-client privilege and the important purposes it serves, the federal ba...
May 11, 2018 Client Update OCC Adds Recovery Planning to the Comptroller’s Handbooks The increased emphasis by the prudential banking agencies on recovery planning is evidenced by the Comptroller’s recent ...
May 10, 2018 Client Update Delaware Court Finds Continued Compensation to Incapacitated Chairman Could Render Directors Liable for Claims of Waste and Bad Faith In an unusual finding, the Delaware Court of Chancery held that demand was partly excused and claims for corporate waste, ...
May 9, 2018 Client Update President Trump Withdraws from Iran Deal, U.S. Sanctions to “Snap Back” After Limited Wind-down Period On May 8, 2018, President Trump announced that he was terminating the United States’ participation in the Joint Comprehe...
May 8, 2018 Client Update Davis Polk Blockchain Bulletin: A Cryptocurrency and DLT Newsletter - May 2018 A Cryptocurrency and DLT Newsletter – May 8, 2018 Authored by Avi Gesser, Jai R. Massari, Byron B. Rooney, Trevor I. Kiv...
May 7, 2018 Client Update SEC Proposes Enhanced Standards for Advice to Retail Investors The SEC recently proposed rules and interpretations seeking to enhance the standard of conduct of broker-dealers and inves...
May 7, 2018 Client Update SEC Proposes Enhanced Standards for Advice to Retail Investors The SEC recently proposed rules and interpretations seeking to enhance the standard of conduct of broker-dealers and inves...
May 4, 2018 Client Update CFTC Chairman Giancarlo’s White Paper on Swap Regulation Reform Envisions Near-Term Changes and Longer-Term Enhancements CFTC Chairman J. Christopher Giancarlo and CFTC Chief Economist Bruce Tuckman released a White Paper on April 26, 2018 tha...
May 3, 2018 Articles & Books LIBOR Fallbacks in Focus: A Lesson in Unintended Consequences Market participants are undertaking significant work to prepare for a transition away from LIBOR. The recent launch and ...