Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 28, 2017 Client Update Private Equity Regulatory Update - November 2017 Industry Update Treasury Department Publishes Recommendations on Regulation of Asset Management Industry LabCFTC Releases... November 28, 2017 Client Update Investment Management Regulatory Update - November 2017 SEC Rules and Regulations SEC Proposes Amendments to Investment Company Act and Advisers Act Rules to Require Hyperlinkin... November 27, 2017 Client Update DOL Officially Delays Certain Requirements of Exemptions Related to the Fiduciary Rule Last Friday, November 24, 2017, the Department of Labor (the “DOL”) granted a delay of the full applicability date of ... November 27, 2017 Client Update First No-Action Letter to Use New Staff Legal Bulletin 14I Apple has submitted a letter to the SEC Staff arguing that the company should be able to exclude a shareholder proposal be... November 27, 2017 Client Update Left Out in the Cold? The Bipartisan Senate Bill and G-SIBs, Other Large Banks and Foreign Banks Does the bipartisan Senate bill described in our earlier post leave large banks, i.e., banking organizations with $250 bil... November 27, 2017 Client Update Glass Lewis Updates Its Policy Guidelines The board should take action when director elections or say-on-pay votes receive less than 80% support, according to the G... November 21, 2017 Client Update U.S. Banking Agencies Delay the Phase-In of Certain Capital Rules for Non-Advanced Approaches Banking Organizations The U.S. banking agencies (the Federal Reserve, OCC and FDIC) have delayed the last phase of the U.S. Basel III capital ru... November 21, 2017 Client Update FSB Publishes 2017 G-SIB List On November 21, 2017, the Financial Stability Board (“FSB”) has published its 2017 list of global systemically importa... November 20, 2017 Articles & Books Getting the Deal Through: Private M&A 2018 Will Pearce and John Bick are delighted to be contributing editors of the inaugural edition of Getting the Deal Through:... November 20, 2017 Client Update Bipartisan Senate Bill Would Provide Welcome Relief to Regional and Community Banks The bipartisan Senate bill would open the door to welcome relief for regional and community bank holding companies (BHCs) ... Load More
November 28, 2017 Client Update Private Equity Regulatory Update - November 2017 Industry Update Treasury Department Publishes Recommendations on Regulation of Asset Management Industry LabCFTC Releases...
November 28, 2017 Client Update Investment Management Regulatory Update - November 2017 SEC Rules and Regulations SEC Proposes Amendments to Investment Company Act and Advisers Act Rules to Require Hyperlinkin...
November 27, 2017 Client Update DOL Officially Delays Certain Requirements of Exemptions Related to the Fiduciary Rule Last Friday, November 24, 2017, the Department of Labor (the “DOL”) granted a delay of the full applicability date of ...
November 27, 2017 Client Update First No-Action Letter to Use New Staff Legal Bulletin 14I Apple has submitted a letter to the SEC Staff arguing that the company should be able to exclude a shareholder proposal be...
November 27, 2017 Client Update Left Out in the Cold? The Bipartisan Senate Bill and G-SIBs, Other Large Banks and Foreign Banks Does the bipartisan Senate bill described in our earlier post leave large banks, i.e., banking organizations with $250 bil...
November 27, 2017 Client Update Glass Lewis Updates Its Policy Guidelines The board should take action when director elections or say-on-pay votes receive less than 80% support, according to the G...
November 21, 2017 Client Update U.S. Banking Agencies Delay the Phase-In of Certain Capital Rules for Non-Advanced Approaches Banking Organizations The U.S. banking agencies (the Federal Reserve, OCC and FDIC) have delayed the last phase of the U.S. Basel III capital ru...
November 21, 2017 Client Update FSB Publishes 2017 G-SIB List On November 21, 2017, the Financial Stability Board (“FSB”) has published its 2017 list of global systemically importa...
November 20, 2017 Articles & Books Getting the Deal Through: Private M&A 2018 Will Pearce and John Bick are delighted to be contributing editors of the inaugural edition of Getting the Deal Through:...
November 20, 2017 Client Update Bipartisan Senate Bill Would Provide Welcome Relief to Regional and Community Banks The bipartisan Senate bill would open the door to welcome relief for regional and community bank holding companies (BHCs) ...