Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co... November 19, 2018 Client Update ISS Issues Benchmark Policies for 2019 and Bipartisan Bill to Regulate Proxy Advisory Firms is Proposed New ISS Policies. For meetings on or after February 1, 2019, two new and fairly minimal ISS policies will be applied. As ... November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan... November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha... November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op... November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r... November 12, 2018 Client Update How Funds View and Vote on Shareholder Proposals In advance of Thursday’s SEC’s Roundtable on the Proxy Process*, it is worth considering the three-part posts by the I... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... November 7, 2018 Client Update ISS QualityScore Data Verification Opens; New Factors Added ISS QualityScore Data Verification opened on Monday, November 5. Companies should be aware of the new Board Diversity Sub... Load More
November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co...
November 19, 2018 Client Update ISS Issues Benchmark Policies for 2019 and Bipartisan Bill to Regulate Proxy Advisory Firms is Proposed New ISS Policies. For meetings on or after February 1, 2019, two new and fairly minimal ISS policies will be applied. As ...
November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan...
November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha...
November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op...
November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r...
November 12, 2018 Client Update How Funds View and Vote on Shareholder Proposals In advance of Thursday’s SEC’s Roundtable on the Proxy Process*, it is worth considering the three-part posts by the I...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
November 7, 2018 Client Update ISS QualityScore Data Verification Opens; New Factors Added ISS QualityScore Data Verification opened on Monday, November 5. Companies should be aware of the new Board Diversity Sub...