Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re... August 29, 2018 Client Update CFTC Adopts Final Rule Amendments Simplifying CCO Duties and Annual Report Rules for FCMs, Swap Dealers and MSPs The CFTC unanimously approved Final Rule amendments on August 21, 2018 to the regulations governing chief compliance offic... August 29, 2018 Client Update Vanguard Investment Stewardship Report Highlights the Investor’s Focus on the Major Components of ESG Vanguard’s Investment Stewardship Report for the year ended June 2018 reinforces its commitment to the four pillars: boa... August 28, 2018 Client Update Eighth Circuit Decides a Net Worth Sweep Claim, but is the Real Action Elsewhere? Another circuit court has opined on the Federal Housing Finance Agency (FHFA) and the legality of its net worth sweep. La... August 27, 2018 Client Update IRS Issues Guidance Clarifying Tax Reform Changes to Section 162(m) On August 21, 2018, the IRS issued Notice 2018-68, which provides initial guidance on two aspects of the amendments to Sec... August 24, 2018 Client Update EPA’s New Greenhouse Gas Emissions Rule for U.S. Power Sector – Legal Considerations and Business Impacts On August 21, 2018, the United States Environmental Protection Agency (“EPA”) proposed the Affordable Clean Energy Rul... August 23, 2018 Client Update Federal Banking Agencies Relax LCR Treatment of Municipal Bonds in Line with EGRRCPA The three Federal banking agencies jointly released an interim final rule on August 22, 2018 that amends the agencies’ r... August 22, 2018 Client Update State Street Stewardship Report Focuses on Key Themes In July, State Street released its 2017 global stewardship report. North America makes up 30% of its proxy voting but 67%... August 21, 2018 Client Update SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems The SEC recently adopted amendments to Regulation ATS and related rules under the Exchange Act to enhance operational tran... August 20, 2018 Client Update SEC Updates Its Disclosure Rulebook When it enacted the FAST Act of 2015, Congress ordered the SEC to amend Regulation S-K by June 1, 2016 in order to elimina... Load More
August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re...
August 29, 2018 Client Update CFTC Adopts Final Rule Amendments Simplifying CCO Duties and Annual Report Rules for FCMs, Swap Dealers and MSPs The CFTC unanimously approved Final Rule amendments on August 21, 2018 to the regulations governing chief compliance offic...
August 29, 2018 Client Update Vanguard Investment Stewardship Report Highlights the Investor’s Focus on the Major Components of ESG Vanguard’s Investment Stewardship Report for the year ended June 2018 reinforces its commitment to the four pillars: boa...
August 28, 2018 Client Update Eighth Circuit Decides a Net Worth Sweep Claim, but is the Real Action Elsewhere? Another circuit court has opined on the Federal Housing Finance Agency (FHFA) and the legality of its net worth sweep. La...
August 27, 2018 Client Update IRS Issues Guidance Clarifying Tax Reform Changes to Section 162(m) On August 21, 2018, the IRS issued Notice 2018-68, which provides initial guidance on two aspects of the amendments to Sec...
August 24, 2018 Client Update EPA’s New Greenhouse Gas Emissions Rule for U.S. Power Sector – Legal Considerations and Business Impacts On August 21, 2018, the United States Environmental Protection Agency (“EPA”) proposed the Affordable Clean Energy Rul...
August 23, 2018 Client Update Federal Banking Agencies Relax LCR Treatment of Municipal Bonds in Line with EGRRCPA The three Federal banking agencies jointly released an interim final rule on August 22, 2018 that amends the agencies’ r...
August 22, 2018 Client Update State Street Stewardship Report Focuses on Key Themes In July, State Street released its 2017 global stewardship report. North America makes up 30% of its proxy voting but 67%...
August 21, 2018 Client Update SEC Adopts New Transparency Requirements for NMS Stock Alternative Trading Systems The SEC recently adopted amendments to Regulation ATS and related rules under the Exchange Act to enhance operational tran...
August 20, 2018 Client Update SEC Updates Its Disclosure Rulebook When it enacted the FAST Act of 2015, Congress ordered the SEC to amend Regulation S-K by June 1, 2016 in order to elimina...