Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 12, 2018 Client Update Interagency Statement on Supervisory Guidance Could Result in Meaningful Changes to Supervisory Practices Guidance is guidance, and rules are rules. This straightforward statement was reiterated by Treasury Secretary Mnuchin, F... September 11, 2018 Client Update The FTC’s Growing Enforcement Interest in Fintech The FTC is expanding its enforcement efforts for fintech, particularly in the areas of online and small-business lending, ... September 11, 2018 Client Update FinCEN Provides Relief from Beneficial Ownership Rule for Certain Rollovers and Renewals In response to feedback from financial institutions, the U.S. Department of the Treasury’s Financial Crimes Enforcement ... September 11, 2018 Client Update The CAT Nap Continues The Director of the SEC’s Division of Trading and Markets, Brett Redfearn, recently provided an update on the status of ... September 7, 2018 Client Update What Would a U.S. Supreme Court Confirmation of Judge Kavanaugh Mean for Environmental Regulation? Over the next several weeks, the U.S. Senate will consider President Trump’s nominee, Judge Brett Kavanaugh, to fill the... September 7, 2018 Client Update Recommended Read: CFS Financial Crisis Timeline The Center for Financial Stability is providing a freely accessible Financial Timeline, curated by Senior Fellow Yubo Wang... September 7, 2018 Client Update CFTC Staff Provides Time Limited De Minimis Relief to a Regional BHC and its IDI Subsidiaries Last week, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued time limited no-action reli... September 5, 2018 Client Update The New York City Comptroller's Office Continues Focus on Board Matrices and Enhanced Disclosures on Board Recruitment and Board Evaluations The Office of the New York City Comptroller Scott M. Stringer (NYC Comptroller), as part of the Boardroom Accountability P... September 4, 2018 Client Update SEC Consider Capital Raising Enhancements, Including Concept Release on Exemptive Offerings In a recent speech, SEC Chairman Jay Clayton said “To sum up my remarks in a sentence, we have taken a lot of steps inte... August 30, 2018 Client Update Private Equity Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re... Load More
September 12, 2018 Client Update Interagency Statement on Supervisory Guidance Could Result in Meaningful Changes to Supervisory Practices Guidance is guidance, and rules are rules. This straightforward statement was reiterated by Treasury Secretary Mnuchin, F...
September 11, 2018 Client Update The FTC’s Growing Enforcement Interest in Fintech The FTC is expanding its enforcement efforts for fintech, particularly in the areas of online and small-business lending, ...
September 11, 2018 Client Update FinCEN Provides Relief from Beneficial Ownership Rule for Certain Rollovers and Renewals In response to feedback from financial institutions, the U.S. Department of the Treasury’s Financial Crimes Enforcement ...
September 11, 2018 Client Update The CAT Nap Continues The Director of the SEC’s Division of Trading and Markets, Brett Redfearn, recently provided an update on the status of ...
September 7, 2018 Client Update What Would a U.S. Supreme Court Confirmation of Judge Kavanaugh Mean for Environmental Regulation? Over the next several weeks, the U.S. Senate will consider President Trump’s nominee, Judge Brett Kavanaugh, to fill the...
September 7, 2018 Client Update Recommended Read: CFS Financial Crisis Timeline The Center for Financial Stability is providing a freely accessible Financial Timeline, curated by Senior Fellow Yubo Wang...
September 7, 2018 Client Update CFTC Staff Provides Time Limited De Minimis Relief to a Regional BHC and its IDI Subsidiaries Last week, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued time limited no-action reli...
September 5, 2018 Client Update The New York City Comptroller's Office Continues Focus on Board Matrices and Enhanced Disclosures on Board Recruitment and Board Evaluations The Office of the New York City Comptroller Scott M. Stringer (NYC Comptroller), as part of the Boardroom Accountability P...
September 4, 2018 Client Update SEC Consider Capital Raising Enhancements, Including Concept Release on Exemptive Offerings In a recent speech, SEC Chairman Jay Clayton said “To sum up my remarks in a sentence, we have taken a lot of steps inte...
August 30, 2018 Client Update Private Equity Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re...