Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan... November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha... November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op... November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r... November 12, 2018 Client Update How Funds View and Vote on Shareholder Proposals In advance of Thursday’s SEC’s Roundtable on the Proxy Process*, it is worth considering the three-part posts by the I... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual... November 7, 2018 Client Update ISS QualityScore Data Verification Opens; New Factors Added ISS QualityScore Data Verification opened on Monday, November 5. Companies should be aware of the new Board Diversity Sub... November 6, 2018 Client Update Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI r... November 6, 2018 Client Update Benchmarking Against the Spencer Stuart S&P 500 Board Practices Report Spencer Stuart has released its annual report on S&P 500 board practices, a useful guide for benchmarking. The overall tr... Load More
November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan...
November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha...
November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op...
November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r...
November 12, 2018 Client Update How Funds View and Vote on Shareholder Proposals In advance of Thursday’s SEC’s Roundtable on the Proxy Process*, it is worth considering the three-part posts by the I...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
November 8, 2018 Client Update SFC Announces Regulatory Framework for Virtual Asset Trading Platform Operators, Portfolio Managers and Fund Distributors The Hong Kong Securities and Futures Commission (“SFC”) last week took a significant step in its regulation of virtual...
November 7, 2018 Client Update ISS QualityScore Data Verification Opens; New Factors Added ISS QualityScore Data Verification opened on Monday, November 5. Companies should be aware of the new Board Diversity Sub...
November 6, 2018 Client Update Federal Reserve Finalizes New Supervisory Ratings System for Large Financial Institutions The Federal Reserve has finalized a new supervisory ratings system for large financial institutions (LFIs). The new LFI r...
November 6, 2018 Client Update Benchmarking Against the Spencer Stuart S&P 500 Board Practices Report Spencer Stuart has released its annual report on S&P 500 board practices, a useful guide for benchmarking. The overall tr...