Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 28, 2018 Client Update Private Equity Regulatory Update - June 2018 Rules and Regulations SEC Updates Its Custody Rule FAQs Industry Update Commissioner Hester M. Peirce Outlines Enforcem... June 28, 2018 Client Update Investment Management Regulatory Update - June 2018 Rules and Regulations SEC Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure ... June 27, 2018 Client Update OFAC Announces Regulations and Guidance Implementing Withdrawal from the JCPOA On June 27, 2018, the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced amendments to t... June 25, 2018 Client Update Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact The Supreme Court’s opinion in Lucia v. SEC, holding that SEC ALJs qualify as Officers of the United States under the Co... June 22, 2018 Client Update SDNY Weighs In on the Constitutionality of the CFPB’s Structure Arguments surrounding the constitutionality of the CFPB’s structure, never fully put to rest despite the D.C. Circuit’... June 20, 2018 Client Update Federal Banking Agencies’ New Policy on Coordinating Enforcement Actions Is an Important First Step Not enough attention has been paid to the FFIEC’s policy announcement on enforcement which is, we hope, the first step t... June 19, 2018 Client Update Beware the Universal Proxy Card One of the most high-profile proxy contests to use a universal proxy card ended on Tuesday, with some last-minute drama th... June 19, 2018 Client Update FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies On 8 June 2018 the UK Financial Conduct Authority announced that it is taking forward its proposals to establish a new pre... June 19, 2018 Client Update FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies On 8 June 2018 the UK Financial Conduct Authority announced that it is taking forward its proposals to establish a new pre... June 18, 2018 Client Update The Federal Reserve’s Proposed Governance Guidance for Boards and Management and Proposed Large Financial Institution Rating System In connection with Margaret E. Tahyar’s participation in the 2018 Prudential Regulation Conference to be hosted by SIFMA... Load More
June 28, 2018 Client Update Private Equity Regulatory Update - June 2018 Rules and Regulations SEC Updates Its Custody Rule FAQs Industry Update Commissioner Hester M. Peirce Outlines Enforcem...
June 28, 2018 Client Update Investment Management Regulatory Update - June 2018 Rules and Regulations SEC Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure ...
June 27, 2018 Client Update OFAC Announces Regulations and Guidance Implementing Withdrawal from the JCPOA On June 27, 2018, the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced amendments to t...
June 25, 2018 Client Update Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact The Supreme Court’s opinion in Lucia v. SEC, holding that SEC ALJs qualify as Officers of the United States under the Co...
June 22, 2018 Client Update SDNY Weighs In on the Constitutionality of the CFPB’s Structure Arguments surrounding the constitutionality of the CFPB’s structure, never fully put to rest despite the D.C. Circuit’...
June 20, 2018 Client Update Federal Banking Agencies’ New Policy on Coordinating Enforcement Actions Is an Important First Step Not enough attention has been paid to the FFIEC’s policy announcement on enforcement which is, we hope, the first step t...
June 19, 2018 Client Update Beware the Universal Proxy Card One of the most high-profile proxy contests to use a universal proxy card ended on Tuesday, with some last-minute drama th...
June 19, 2018 Client Update FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies On 8 June 2018 the UK Financial Conduct Authority announced that it is taking forward its proposals to establish a new pre...
June 19, 2018 Client Update FCA Publishes the Final Rules for the Premium Listing Segment for Sovereign-Controlled Commercial Companies On 8 June 2018 the UK Financial Conduct Authority announced that it is taking forward its proposals to establish a new pre...
June 18, 2018 Client Update The Federal Reserve’s Proposed Governance Guidance for Boards and Management and Proposed Large Financial Institution Rating System In connection with Margaret E. Tahyar’s participation in the 2018 Prudential Regulation Conference to be hosted by SIFMA...