Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co... November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s... November 20, 2018 Client Update Private Equity Regulatory Update - November 2018 Industry Update OCIE Issues Risk Alert Regarding Investment Advisers and Cash Solicitation Rule Compliance Issues Litiga... November 20, 2018 Client Update Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century Through the first two weeks of November, the FTC convened the fifth, sixth and seventh of its Hearings on Competition and ... November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha... November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan... November 19, 2018 Client Update ISS Issues Benchmark Policies for 2019 and Bipartisan Bill to Regulate Proxy Advisory Firms is Proposed New ISS Policies. For meetings on or after February 1, 2019, two new and fairly minimal ISS policies will be applied. As ... November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op... November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r... Load More
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co...
November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s...
November 20, 2018 Client Update Private Equity Regulatory Update - November 2018 Industry Update OCIE Issues Risk Alert Regarding Investment Advisers and Cash Solicitation Rule Compliance Issues Litiga...
November 20, 2018 Client Update Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century Through the first two weeks of November, the FTC convened the fifth, sixth and seventh of its Hearings on Competition and ...
November 19, 2018 Client Update Status of Financial Regulatory Leadership Changes (November 2018) As we emerge from the midterm election season, we have updated our brief deck summarizing the leadership and staffing cha...
November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan...
November 19, 2018 Client Update ISS Issues Benchmark Policies for 2019 and Bipartisan Bill to Regulate Proxy Advisory Firms is Proposed New ISS Policies. For meetings on or after February 1, 2019, two new and fairly minimal ISS policies will be applied. As ...
November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op...
November 14, 2018 Client Update The Impact of Changing the Shareholder Proposal Resubmission Thresholds Nearly all shareholder proposals meet the current resubmission thresholds of 3%, 6% and 10%, according to a detailed CII r...