Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 30, 2018 Client Update SEC to Consider Request for Comment on Earnings Releases and Quarterly Reports The SEC issued a Sunshine Act Notice for an open meeting next Wednesday, December 5, where they will consider whether to i... November 29, 2018 Client Update A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm The proxy season is just around the corner for calendar year public companies. Ahead of the season, two major proxy adviso... November 29, 2018 Client Update A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm The proxy season is just around the corner for calendar year public companies. Ahead of the season, two major proxy adviso... November 28, 2018 Client Update First Step Toward Defining “Emerging Technology” Under Export Control Reform Act On November 19, 2018, the Commerce Department’s Bureau of Industry and Security (“BIS”) issued an advance notice of ... November 27, 2018 Client Update SEC Adopts Enhanced Order Handling Disclosure Requirements The SEC recently voted to adopt amendments to Rule 606 of Regulation NMS (the “Final Rule”) that expand broker-dealers... November 27, 2018 Client Update SEC Enforcement Division Annual Report Reflects Areas of Focus on Public Companies Cryptocurrency fraud and schemes against mom-and-pop retail investors may consume the limelight and make for good press, b... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update U.S. Prosecutors and Regulators Impose Second Largest Penalty Ever Levied Against a Financial Institution for Violations of U.S. Economic Sanctions On November 19, 2018, a group of five U.S. federal and state prosecutors and regulators[1] announced that they had reached... Load More
November 30, 2018 Client Update SEC to Consider Request for Comment on Earnings Releases and Quarterly Reports The SEC issued a Sunshine Act Notice for an open meeting next Wednesday, December 5, where they will consider whether to i...
November 29, 2018 Client Update A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm The proxy season is just around the corner for calendar year public companies. Ahead of the season, two major proxy adviso...
November 29, 2018 Client Update A Say-on-Pay Update — Plus Strategies for Responding to a Negative Recommendation by a Proxy Advisory Firm The proxy season is just around the corner for calendar year public companies. Ahead of the season, two major proxy adviso...
November 28, 2018 Client Update First Step Toward Defining “Emerging Technology” Under Export Control Reform Act On November 19, 2018, the Commerce Department’s Bureau of Industry and Security (“BIS”) issued an advance notice of ...
November 27, 2018 Client Update SEC Adopts Enhanced Order Handling Disclosure Requirements The SEC recently voted to adopt amendments to Rule 606 of Regulation NMS (the “Final Rule”) that expand broker-dealers...
November 27, 2018 Client Update SEC Enforcement Division Annual Report Reflects Areas of Focus on Public Companies Cryptocurrency fraud and schemes against mom-and-pop retail investors may consume the limelight and make for good press, b...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update U.S. Prosecutors and Regulators Impose Second Largest Penalty Ever Levied Against a Financial Institution for Violations of U.S. Economic Sanctions On November 19, 2018, a group of five U.S. federal and state prosecutors and regulators[1] announced that they had reached...