Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 7, 2018 Client Update What Would a U.S. Supreme Court Confirmation of Judge Kavanaugh Mean for Environmental Regulation? Over the next several weeks, the U.S. Senate will consider President Trump’s nominee, Judge Brett Kavanaugh, to fill the... September 7, 2018 Client Update CFTC Staff Provides Time Limited De Minimis Relief to a Regional BHC and its IDI Subsidiaries Last week, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued time limited no-action reli... September 5, 2018 Client Update The New York City Comptroller's Office Continues Focus on Board Matrices and Enhanced Disclosures on Board Recruitment and Board Evaluations The Office of the New York City Comptroller Scott M. Stringer (NYC Comptroller), as part of the Boardroom Accountability P... September 4, 2018 Client Update SEC Consider Capital Raising Enhancements, Including Concept Release on Exemptive Offerings In a recent speech, SEC Chairman Jay Clayton said “To sum up my remarks in a sentence, we have taken a lot of steps inte... August 30, 2018 Client Update Private Equity Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re... August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re... August 29, 2018 Client Update Vanguard Investment Stewardship Report Highlights the Investor’s Focus on the Major Components of ESG Vanguard’s Investment Stewardship Report for the year ended June 2018 reinforces its commitment to the four pillars: boa... August 29, 2018 Client Update CFTC Adopts Final Rule Amendments Simplifying CCO Duties and Annual Report Rules for FCMs, Swap Dealers and MSPs The CFTC unanimously approved Final Rule amendments on August 21, 2018 to the regulations governing chief compliance offic... August 28, 2018 Client Update Eighth Circuit Decides a Net Worth Sweep Claim, but is the Real Action Elsewhere? Another circuit court has opined on the Federal Housing Finance Agency (FHFA) and the legality of its net worth sweep. La... August 27, 2018 Client Update IRS Issues Guidance Clarifying Tax Reform Changes to Section 162(m) On August 21, 2018, the IRS issued Notice 2018-68, which provides initial guidance on two aspects of the amendments to Sec... Load More
September 7, 2018 Client Update What Would a U.S. Supreme Court Confirmation of Judge Kavanaugh Mean for Environmental Regulation? Over the next several weeks, the U.S. Senate will consider President Trump’s nominee, Judge Brett Kavanaugh, to fill the...
September 7, 2018 Client Update CFTC Staff Provides Time Limited De Minimis Relief to a Regional BHC and its IDI Subsidiaries Last week, the CFTC’s Division of Swap Dealer and Intermediary Oversight (“DSIO”) issued time limited no-action reli...
September 5, 2018 Client Update The New York City Comptroller's Office Continues Focus on Board Matrices and Enhanced Disclosures on Board Recruitment and Board Evaluations The Office of the New York City Comptroller Scott M. Stringer (NYC Comptroller), as part of the Boardroom Accountability P...
September 4, 2018 Client Update SEC Consider Capital Raising Enhancements, Including Concept Release on Exemptive Offerings In a recent speech, SEC Chairman Jay Clayton said “To sum up my remarks in a sentence, we have taken a lot of steps inte...
August 30, 2018 Client Update Private Equity Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re...
August 30, 2018 Client Update Investment Management Regulatory Update - August 2018 Rules and Regulations SEC Rejects Proposed Rule Change for Bitcoin ETF Industry Update Commissioner Hester M. Peirce Re...
August 29, 2018 Client Update Vanguard Investment Stewardship Report Highlights the Investor’s Focus on the Major Components of ESG Vanguard’s Investment Stewardship Report for the year ended June 2018 reinforces its commitment to the four pillars: boa...
August 29, 2018 Client Update CFTC Adopts Final Rule Amendments Simplifying CCO Duties and Annual Report Rules for FCMs, Swap Dealers and MSPs The CFTC unanimously approved Final Rule amendments on August 21, 2018 to the regulations governing chief compliance offic...
August 28, 2018 Client Update Eighth Circuit Decides a Net Worth Sweep Claim, but is the Real Action Elsewhere? Another circuit court has opined on the Federal Housing Finance Agency (FHFA) and the legality of its net worth sweep. La...
August 27, 2018 Client Update IRS Issues Guidance Clarifying Tax Reform Changes to Section 162(m) On August 21, 2018, the IRS issued Notice 2018-68, which provides initial guidance on two aspects of the amendments to Sec...