Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 12, 2018 Client Update Cyber Breach Center Post: Two Recent Cases Highlight the Insider Trading Risks Associated with Cyber Breaches The recent convictions of two traders for using hacked press releases and the settlement of SEC insider trading charges ag... July 11, 2018 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - July 2018 An initial public offering is a key inflection point for a company, not least because it often triggers the opportunity to... July 11, 2018 Client Update Quarterly EPS Guidance Targeted, and Quadrophobia Allegedly Investigated A recent WSJ Op-Ed from Jamie Dimon and Warren Buffet, together with the Business Roundtable, encouraged all public compan... July 11, 2018 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - July 2018 An initial public offering is a key inflection point for a company, not least because it often triggers the opportunity to... July 10, 2018 Client Update Basel Committee Publishes Revised Assessment Methodology for GSIBs The Basel Committee on Banking Supervision last week published a revised assessment methodology to determine whether a ban... July 9, 2018 Client Update Release of Public Sections of 2018 IDI Plans and Foreign Filers’ 2018 165(d) Plans Today, the Federal Reserve and FDIC released the public sections of the 2018 165(d) resolution plans of Barclays, Credit S... July 9, 2018 Client Update ESG in Private Equity Part 1: UN PRI & Related ESG Reports and Ratings Davis Polk is following the development and evolution of environmental, social and governance (“ESG”) frameworks by va... July 5, 2018 Client Update SEC Issues Sanctions for Inadequate Perk Disclosure On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the i... July 5, 2018 Client Update CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions On June 12, 2018, the CFTC published a notice of proposed rulemaking that would make permanent the $8 billion temporary sw... July 5, 2018 Client Update SEC Issues Sanctions for Inadequate Perk Disclosure On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the i... Load More
July 12, 2018 Client Update Cyber Breach Center Post: Two Recent Cases Highlight the Insider Trading Risks Associated with Cyber Breaches The recent convictions of two traders for using hacked press releases and the settlement of SEC insider trading charges ag...
July 11, 2018 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - July 2018 An initial public offering is a key inflection point for a company, not least because it often triggers the opportunity to...
July 11, 2018 Client Update Quarterly EPS Guidance Targeted, and Quadrophobia Allegedly Investigated A recent WSJ Op-Ed from Jamie Dimon and Warren Buffet, together with the Business Roundtable, encouraged all public compan...
July 11, 2018 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - July 2018 An initial public offering is a key inflection point for a company, not least because it often triggers the opportunity to...
July 10, 2018 Client Update Basel Committee Publishes Revised Assessment Methodology for GSIBs The Basel Committee on Banking Supervision last week published a revised assessment methodology to determine whether a ban...
July 9, 2018 Client Update Release of Public Sections of 2018 IDI Plans and Foreign Filers’ 2018 165(d) Plans Today, the Federal Reserve and FDIC released the public sections of the 2018 165(d) resolution plans of Barclays, Credit S...
July 9, 2018 Client Update ESG in Private Equity Part 1: UN PRI & Related ESG Reports and Ratings Davis Polk is following the development and evolution of environmental, social and governance (“ESG”) frameworks by va...
July 5, 2018 Client Update SEC Issues Sanctions for Inadequate Perk Disclosure On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the i...
July 5, 2018 Client Update CFTC Proposes Maintaining Swap Dealer De Minimis Registration Threshold at $8 Billion with Expanded Exceptions On June 12, 2018, the CFTC published a notice of proposed rulemaking that would make permanent the $8 billion temporary sw...
July 5, 2018 Client Update SEC Issues Sanctions for Inadequate Perk Disclosure On July 2, 2018, the SEC issued an order criticizing an issuer’s disclosure of executive perquisites and requiring the i...