Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 1, 2018 Client Update SEC Staff to Host Roundtable on the Proxy Process SEC staff will host a roundtable this fall to hear from issuers and investors about whether to change the proxy process. ... July 31, 2018 Client Update Treasury Fintech Report Addresses Wide-Ranging Topics with Reform Recommendations The Treasury Department published its fourth and final report in response to President Trump’s 2017 Executive Order that... July 31, 2018 Client Update Private Equity Regulatory Update - July 2018 Rules and Regulations SEC Proposes Whistleblower Rule Amendments Industry Update SEC Releases Strategic Plan for Fiscal... July 31, 2018 Client Update Investment Management Regulatory Update - July 2018 Rules and Regulations SEC Proposes New ETF Rule SEC Adopts Inline XBRL for Tagged Data SEC Adopts Amendments to the Liqui... July 26, 2018 Client Update SEC Proposes Reduction in Financial Reporting Requirements for Guaranteed and Secured Notes On July 24, 2018, the Securities and Exchange Commission proposed amendments to the financial disclosure requirements in S... July 24, 2018 Client Update Shareholder Proponents Take Issue with SEC Staff Decisions on Exclusion of Proposals Earlier this month, the Shareholder Rights Group, which consists of 15 well-known shareholder proponents, issued a report ... July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit... July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit... July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit... July 19, 2018 Articles & Books Adviser Exams: Mitigating Enforcement Risks In an evolving securities landscape, examinations of investment advisers remain a key priority for the SEC’s Office of C... Load More
August 1, 2018 Client Update SEC Staff to Host Roundtable on the Proxy Process SEC staff will host a roundtable this fall to hear from issuers and investors about whether to change the proxy process. ...
July 31, 2018 Client Update Treasury Fintech Report Addresses Wide-Ranging Topics with Reform Recommendations The Treasury Department published its fourth and final report in response to President Trump’s 2017 Executive Order that...
July 31, 2018 Client Update Private Equity Regulatory Update - July 2018 Rules and Regulations SEC Proposes Whistleblower Rule Amendments Industry Update SEC Releases Strategic Plan for Fiscal...
July 31, 2018 Client Update Investment Management Regulatory Update - July 2018 Rules and Regulations SEC Proposes New ETF Rule SEC Adopts Inline XBRL for Tagged Data SEC Adopts Amendments to the Liqui...
July 26, 2018 Client Update SEC Proposes Reduction in Financial Reporting Requirements for Guaranteed and Secured Notes On July 24, 2018, the Securities and Exchange Commission proposed amendments to the financial disclosure requirements in S...
July 24, 2018 Client Update Shareholder Proponents Take Issue with SEC Staff Decisions on Exclusion of Proposals Earlier this month, the Shareholder Rights Group, which consists of 15 well-known shareholder proponents, issued a report ...
July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit...
July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit...
July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit...
July 19, 2018 Articles & Books Adviser Exams: Mitigating Enforcement Risks In an evolving securities landscape, examinations of investment advisers remain a key priority for the SEC’s Office of C...