Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 14, 2018 Client Update Hearings on Competition and Consumer Protection in the 21st Century: Opening Session The Federal Trade Commission’s (“FTC”) Hearings on Competition and Consumer Protection kicked off yesterday. FTC Cha... September 13, 2018 Client Update Glass Lewis Reports to Incorporate SASB Standards Yesterday Glass Lewis announced that its proxy voting reports will include guidance from the standards developed by the Su... September 13, 2018 Client Update In Advance of Roundtable, SEC Withdraws Letters on Investment Advisers’ Reliance on Proxy Advisory Firms for Voting Recommendations The SEC issued a statement today announcing that its Division of Investment Management has rescinded the letters issued in... September 13, 2018 Client Update Regulators Step Up Enforcement on Crypto Firms After a several month lull that led some to question the SEC’s focus on crypto enforcement, this week saw a spate of enf... September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t... September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t... September 12, 2018 Client Update Interagency Statement on Supervisory Guidance Could Result in Meaningful Changes to Supervisory Practices Guidance is guidance, and rules are rules. This straightforward statement was reiterated by Treasury Secretary Mnuchin, F... September 11, 2018 Client Update The FTC’s Growing Enforcement Interest in Fintech The FTC is expanding its enforcement efforts for fintech, particularly in the areas of online and small-business lending, ... September 11, 2018 Client Update FinCEN Provides Relief from Beneficial Ownership Rule for Certain Rollovers and Renewals In response to feedback from financial institutions, the U.S. Department of the Treasury’s Financial Crimes Enforcement ... September 11, 2018 Client Update The CAT Nap Continues The Director of the SEC’s Division of Trading and Markets, Brett Redfearn, recently provided an update on the status of ... Load More
September 14, 2018 Client Update Hearings on Competition and Consumer Protection in the 21st Century: Opening Session The Federal Trade Commission’s (“FTC”) Hearings on Competition and Consumer Protection kicked off yesterday. FTC Cha...
September 13, 2018 Client Update Glass Lewis Reports to Incorporate SASB Standards Yesterday Glass Lewis announced that its proxy voting reports will include guidance from the standards developed by the Su...
September 13, 2018 Client Update In Advance of Roundtable, SEC Withdraws Letters on Investment Advisers’ Reliance on Proxy Advisory Firms for Voting Recommendations The SEC issued a statement today announcing that its Division of Investment Management has rescinded the letters issued in...
September 13, 2018 Client Update Regulators Step Up Enforcement on Crypto Firms After a several month lull that led some to question the SEC’s focus on crypto enforcement, this week saw a spate of enf...
September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t...
September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t...
September 12, 2018 Client Update Interagency Statement on Supervisory Guidance Could Result in Meaningful Changes to Supervisory Practices Guidance is guidance, and rules are rules. This straightforward statement was reiterated by Treasury Secretary Mnuchin, F...
September 11, 2018 Client Update The FTC’s Growing Enforcement Interest in Fintech The FTC is expanding its enforcement efforts for fintech, particularly in the areas of online and small-business lending, ...
September 11, 2018 Client Update FinCEN Provides Relief from Beneficial Ownership Rule for Certain Rollovers and Renewals In response to feedback from financial institutions, the U.S. Department of the Treasury’s Financial Crimes Enforcement ...
September 11, 2018 Client Update The CAT Nap Continues The Director of the SEC’s Division of Trading and Markets, Brett Redfearn, recently provided an update on the status of ...