Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 14, 2019 Client Update SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report The SEC’s Enforcement Division (the “Division”) released its annual report on November 6. The Division filed 7% more... November 12, 2019 Client Update SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals On November 5, 2019, at an open meeting the SEC voted (3 to 2) to propose amendments to the proxy rules. The proposed amen... November 12, 2019 Client Update SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals On November 5, 2019, at an open meeting the SEC voted (3 to 2) to propose amendments to the proxy rules. The proposed amen... November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis... November 8, 2019 Client Update New York City's Climate Mobilization Act A set of sweeping environmental laws adopted by New York City in May promises to have a significant impact on building own... November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr... November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr... November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th... Load More
November 14, 2019 Client Update SEC Describes Active Enforcement Program and Focus on Corporate Conduct in 2019 Annual Report The SEC’s Enforcement Division (the “Division”) released its annual report on November 6. The Division filed 7% more...
November 12, 2019 Client Update SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals On November 5, 2019, at an open meeting the SEC voted (3 to 2) to propose amendments to the proxy rules. The proposed amen...
November 12, 2019 Client Update SEC Proposed Rules to Regulate Proxy Advisory Firms and Shareholder Proposals On November 5, 2019, at an open meeting the SEC voted (3 to 2) to propose amendments to the proxy rules. The proposed amen...
November 12, 2019 Articles & Books SEC marketing rule changes increase flexibility for advisers Davis Polk partners Gregory Rowland and Nora Jordan and counsel Sarah Kim and Aaron Gilbride authored a Law360 article dis...
November 8, 2019 Client Update New York City's Climate Mobilization Act A set of sweeping environmental laws adopted by New York City in May promises to have a significant impact on building own...
November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr...
November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr...
November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th...