Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 15, 2018 Client Update As Sanctions “Snap-Back” Approaches, FinCEN Advisory Emphasizes Risks to the U.S. and International Financial Systems Posed by Iran On October 11, 2018, the Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) issued a lengthy “A... October 12, 2018 Client Update SEC Reopens Comment Period for Security-Based Swap Capital, Margin and Segregation Rules On October 11, 2018, the SEC reopened the comment period and requested additional comments for previously proposed rules r... October 12, 2018 Client Update CFTC Chairman Giancarlo’s White Paper Outlines Specific Recommendations to Cross-Border Swaps Regulation After a several-year pause, the CFTC is again re-assessing its approach to cross-border regulation of swap activities. The... October 9, 2018 Client Update The Federal Reserve Takes a Small Step toward a National Faster Payments Infrastructure It is no secret that the United States lags behind other countries in the development of a national real-time payments inf... October 9, 2018 Client Update OFAC Enforcement Action Highlights Risk of Indirect Sanctions Violations, Importance of Acting on “Red Flags” On October 5, 2018, the Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced that it had entere... October 8, 2018 Client Update One Small Step for AML: Federal Banking Regulators Issue Joint Statement on BSA/AML Resource Sharing The Treasury Department’s Financial Crimes Enforcement Network (FinCEN) and the federal banking regulators have taken a ... October 5, 2018 Client Update A Breath of Fresh Air at the FDIC: The "Trust through Transparency" Initiative FDIC Chairman Jelena McWilliams has announced a “Trust through Transparency” initiative that is remarkable and well wo... October 4, 2018 Client Update CII and ISS Team Up to Oppose House Legislation on Proxy Advisory Firms, Speak for “Real Main Street” Investors Protect the Voice of Shareholders aims to oppose H.R. 4015, the Corporate Governance Reform and Transparency Act, that pas... October 3, 2018 Client Update State Street to Hold Governance Committees Accountable for Lack of Gender Diversity On the heels of California becoming the first state to impose requirements mandating gender diversity on boards, which we ... October 1, 2018 Client Update California Enacts Law Requiring Public Company Boards to Include Women On September 30, 2018, California Governor Jerry Brown signed a bill, S.B. 826, which will require all NYSE- and Nasdaq-li... Load More
October 15, 2018 Client Update As Sanctions “Snap-Back” Approaches, FinCEN Advisory Emphasizes Risks to the U.S. and International Financial Systems Posed by Iran On October 11, 2018, the Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) issued a lengthy “A...
October 12, 2018 Client Update SEC Reopens Comment Period for Security-Based Swap Capital, Margin and Segregation Rules On October 11, 2018, the SEC reopened the comment period and requested additional comments for previously proposed rules r...
October 12, 2018 Client Update CFTC Chairman Giancarlo’s White Paper Outlines Specific Recommendations to Cross-Border Swaps Regulation After a several-year pause, the CFTC is again re-assessing its approach to cross-border regulation of swap activities. The...
October 9, 2018 Client Update The Federal Reserve Takes a Small Step toward a National Faster Payments Infrastructure It is no secret that the United States lags behind other countries in the development of a national real-time payments inf...
October 9, 2018 Client Update OFAC Enforcement Action Highlights Risk of Indirect Sanctions Violations, Importance of Acting on “Red Flags” On October 5, 2018, the Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced that it had entere...
October 8, 2018 Client Update One Small Step for AML: Federal Banking Regulators Issue Joint Statement on BSA/AML Resource Sharing The Treasury Department’s Financial Crimes Enforcement Network (FinCEN) and the federal banking regulators have taken a ...
October 5, 2018 Client Update A Breath of Fresh Air at the FDIC: The "Trust through Transparency" Initiative FDIC Chairman Jelena McWilliams has announced a “Trust through Transparency” initiative that is remarkable and well wo...
October 4, 2018 Client Update CII and ISS Team Up to Oppose House Legislation on Proxy Advisory Firms, Speak for “Real Main Street” Investors Protect the Voice of Shareholders aims to oppose H.R. 4015, the Corporate Governance Reform and Transparency Act, that pas...
October 3, 2018 Client Update State Street to Hold Governance Committees Accountable for Lack of Gender Diversity On the heels of California becoming the first state to impose requirements mandating gender diversity on boards, which we ...
October 1, 2018 Client Update California Enacts Law Requiring Public Company Boards to Include Women On September 30, 2018, California Governor Jerry Brown signed a bill, S.B. 826, which will require all NYSE- and Nasdaq-li...