Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 12, 2019 Client Update SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions Broker-dealer custody of on-blockchain assets has been a key hurdle in the development of a more regulated financial infra... July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f... July 10, 2019 Client Update Dealing with Difficult Conditions in the Term Loan B Market In a typical “term loan B” (TLB) financing, the initial lenders expect to distribute the TLB paper to investors prior ... July 2, 2019 Client Update Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones The Treasury Department and IRS in April released a second set of proposed regulations governing tax incentives for invest... July 2, 2019 Client Update Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones The Treasury Department and IRS in April released a second set of proposed regulations governing tax incentives for invest... June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst... June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst... June 27, 2019 Client Update Additional Clarity Could be Coming on the CFPB’s “Abusive” Acts or Practices Authority—But Don’t Hold Your Breath The main lesson from the CFPB symposium on “abusive acts or practices” is that there won’t be any clarity anytime so... June 26, 2019 Client Update Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process House Financial Services Committee Chair Maxine Waters (D-CA) has released a discussion draft of legislation to amend the ... June 26, 2019 Client Update SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption The Supreme Court has updated an important Freedom of Information Act (“FOIA”) exemption for the digital age. In Food... Load More
July 12, 2019 Client Update SEC and FINRA Staffs Highlight Broker-Dealer Regulatory Challenges Raised by Digital Assets—And Hint at Solutions Broker-dealer custody of on-blockchain assets has been a key hurdle in the development of a more regulated financial infra...
July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f...
July 10, 2019 Client Update Dealing with Difficult Conditions in the Term Loan B Market In a typical “term loan B” (TLB) financing, the initial lenders expect to distribute the TLB paper to investors prior ...
July 2, 2019 Client Update Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones The Treasury Department and IRS in April released a second set of proposed regulations governing tax incentives for invest...
July 2, 2019 Client Update Proposed Regulations Likely to Stimulate Investment in Qualified Opportunity Zones The Treasury Department and IRS in April released a second set of proposed regulations governing tax incentives for invest...
June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst...
June 27, 2019 Client Update Kisor v. Wilkie: Auer Deference Lives On, But In What Form? The Supreme Court in Kisor v. Wilkie has declined to overrule Auer v. Robbins and Bowles v. Seminole Rock & Sand Co., inst...
June 27, 2019 Client Update Additional Clarity Could be Coming on the CFPB’s “Abusive” Acts or Practices Authority—But Don’t Hold Your Breath The main lesson from the CFPB symposium on “abusive acts or practices” is that there won’t be any clarity anytime so...
June 26, 2019 Client Update Rep. Waters Proposes Changes to SEC "Bad Actor" Waiver Process House Financial Services Committee Chair Maxine Waters (D-CA) has released a discussion draft of legislation to amend the ...
June 26, 2019 Client Update SCOTUS Expands Scope of FOIA Trade Secrets and Commercial Information Exemption The Supreme Court has updated an important Freedom of Information Act (“FOIA”) exemption for the digital age. In Food...