Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr... November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr... November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th... October 31, 2019 Client Update Private Equity Regulatory Update - October 2019 Rules and Regulations SEC Investment Management Division Issues FAQs for Disclosure of Certain Financial Conflicts Relate... October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ... October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa... October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... Load More
November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr...
November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 6, 2019 Client Update SEC Proposes to Raise Shareholder Proposal Eligibility Thresholds and Regulate Proxy Advisory Services At an open meeting yesterday, the Securities and Exchange Commission proposed substantial amendments to the shareholder pr...
November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th...
October 31, 2019 Client Update Private Equity Regulatory Update - October 2019 Rules and Regulations SEC Investment Management Division Issues FAQs for Disclosure of Certain Financial Conflicts Relate...
October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ...
October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa...
October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...