Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 13, 2020 Client Update SEC Re-Proposes Resource Extraction Rules On December 18, the SEC proposed rules that would require resource extraction companies to disclose payments made to forei... January 13, 2020 Client Update Who Is a PDMR Under MAR? The FCA Provides Some Insight On 12 December 2019, the UK Financial Conduct Authority issued its Final Notice against Kevin Gorman, a senior employee of... January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c... January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo... January 6, 2020 Client Update SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations The SEC staff recently provided guidance for companies on disclosing risks to their intellectual property, technology and ... January 6, 2020 Client Update SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations The SEC staff recently provided guidance for companies on disclosing risks to their intellectual property, technology and ... January 6, 2020 Client Update Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition Financial services regulatory reform will continue to be active in 2020, with developments percolating in all three branch... January 6, 2020 Client Update Roster of Financial Regulatory Leadership (January 2020) As we enter the new year, we have updated our roster of federal financial regulatory leadership, including announced nomi... December 26, 2019 Client Update Investment Management Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes to... December 26, 2019 Client Update Private Equity Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Issues FAQs... Load More
January 13, 2020 Client Update SEC Re-Proposes Resource Extraction Rules On December 18, the SEC proposed rules that would require resource extraction companies to disclose payments made to forei...
January 13, 2020 Client Update Who Is a PDMR Under MAR? The FCA Provides Some Insight On 12 December 2019, the UK Financial Conduct Authority issued its Final Notice against Kevin Gorman, a senior employee of...
January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c...
January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo...
January 6, 2020 Client Update SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations The SEC staff recently provided guidance for companies on disclosing risks to their intellectual property, technology and ...
January 6, 2020 Client Update SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations The SEC staff recently provided guidance for companies on disclosing risks to their intellectual property, technology and ...
January 6, 2020 Client Update Davis Polk Financial Services Regulatory Reform Tool—2020 Vision Edition Financial services regulatory reform will continue to be active in 2020, with developments percolating in all three branch...
January 6, 2020 Client Update Roster of Financial Regulatory Leadership (January 2020) As we enter the new year, we have updated our roster of federal financial regulatory leadership, including announced nomi...
December 26, 2019 Client Update Investment Management Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Proposes to...
December 26, 2019 Client Update Private Equity Regulatory Update - December 2019 Rules and Regulations SEC Proposes Amendments to Modernize the Advertising and Cash Solicitation Rules SEC Issues FAQs...