Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva... January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva... January 15, 2020 Client Update FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation The Financial Stability Oversight Council’s (FSOC) recently revised guidelines (the 2019 Guidelines) on how it will iden... January 14, 2020 Client Update “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy On January 10, 2020, President Trump issued Executive order 13902 (“E.O. 13902”) which authorizes the U.S. Department ... January 14, 2020 Client Update Proposed Rule on Derivatives Use by Registered Funds Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Comp... January 13, 2020 Client Update Who Is a PDMR Under MAR? The FCA Provides Some Insight On 12 December 2019, the UK Financial Conduct Authority issued its Final Notice against Kevin Gorman, a senior employee of... January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c... January 13, 2020 Client Update SEC Re-Proposes Resource Extraction Rules On December 18, the SEC proposed rules that would require resource extraction companies to disclose payments made to forei... January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo... January 6, 2020 Client Update SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations The SEC staff recently provided guidance for companies on disclosing risks to their intellectual property, technology and ... Load More
January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva...
January 16, 2020 Client Update SEC Proposes to Expand Access to Private Offerings Proposed amendments to definitions of “accredited investor” and “qualified institutional buyer” would expand priva...
January 15, 2020 Client Update FSOC Shift to an Activities-Based Approach Signals an Emphasis on the Risks to Financial Stability from Digital Transformation The Financial Stability Oversight Council’s (FSOC) recently revised guidelines (the 2019 Guidelines) on how it will iden...
January 14, 2020 Client Update “Maximum Pressure” to the Max: United States Sanctions Additional Sectors of Iran’s Economy On January 10, 2020, President Trump issued Executive order 13902 (“E.O. 13902”) which authorizes the U.S. Department ...
January 14, 2020 Client Update Proposed Rule on Derivatives Use by Registered Funds Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Comp...
January 13, 2020 Client Update Who Is a PDMR Under MAR? The FCA Provides Some Insight On 12 December 2019, the UK Financial Conduct Authority issued its Final Notice against Kevin Gorman, a senior employee of...
January 13, 2020 Client Update Financial Institutions Enforcement Update To assist legal and compliance officers of financial institutions, this memorandum summarizes key recent developments in c...
January 13, 2020 Client Update SEC Re-Proposes Resource Extraction Rules On December 18, the SEC proposed rules that would require resource extraction companies to disclose payments made to forei...
January 8, 2020 Client Update The Last Piece of the Puzzle: CFTC Reopens Comment Period for Capital Requirements and Proposes Amendments to Inter-Affiliate Swap Clearing Exemption On December 10, 2019, the CFTC reopened the comment period for the proposed capital requirements for swap dealers and majo...
January 6, 2020 Client Update SEC Issues Guidance on Disclosing Technology and IP Risks in International Operations The SEC staff recently provided guidance for companies on disclosing risks to their intellectual property, technology and ...