Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme... November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th... October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa... October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ... October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ... October 31, 2019 Client Update Private Equity Regulatory Update - October 2019 Rules and Regulations SEC Investment Management Division Issues FAQs for Disclosure of Certain Financial Conflicts Relate... October 30, 2019 Articles & Books Getting the Deal Through: Private M&A 2020 Davis Polk partners Will Pearce and John Bick are delighted to be contributing editors of the updated edition of Getting... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6... Load More
November 6, 2019 Client Update SEC Proposes to Modernize the Advertising and Cash Solicitation Rules for Investment Advisers On November 4, the SEC proposed amendments to modernize the advertising and cash solicitation rules applicable to investme...
November 4, 2019 Client Update Supreme Court to Review SEC’s Authority to Seek Disgorgement On Friday, November 1, 2019, the Supreme Court granted certiorari in Liu v. Securities and Exchange Commission, a case th...
October 31, 2019 Client Update Investment Management Regulatory Update - October 2019 Rules and Regulations SEC Adopts Rule to Modernize ETF Regulation SEC Staff Releases Accounting and Disclosure Informa...
October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ...
October 31, 2019 Articles & Books Blockchain Technology: Data Privacy Issues and Potential Mitigation Strategies Blockchain is one of the most hyped developments to arrive on the technology scene in recent years. However, blockchian ...
October 31, 2019 Client Update Private Equity Regulatory Update - October 2019 Rules and Regulations SEC Investment Management Division Issues FAQs for Disclosure of Certain Financial Conflicts Relate...
October 30, 2019 Articles & Books Getting the Deal Through: Private M&A 2020 Davis Polk partners Will Pearce and John Bick are delighted to be contributing editors of the updated edition of Getting...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...
October 30, 2019 Client Update SEC Adopts New ETF Rule On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted rule 6...