Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ... January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ... January 29, 2020 Articles & Books The Structured Products Law Review Davis Polk partners Christopher Schell, Yan Zhang and Derek Walters edited the first edition of The Structured Products La... January 28, 2020 Client Update 2020 HSR Jurisdictional Thresholds Announced Today, the Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds under which t... January 28, 2020 Client Update 2020 HSR Jurisdictional Thresholds Announced Today, the Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds under which t... January 27, 2020 Articles & Books Considerations in providing NAV facilities to individuals In this chapter for Global Legal Insights – Fund Finance 2020, Fourth Edition, Davis Polk partner Meyer Dworkin and asso... January 27, 2020 Client Update SEC Issues Guidance on Revised MD&A Rules Last week the SEC issued three new Compliance & Disclosure Interpretations intended to give clarity to last spring’s rul... January 23, 2020 Client Update Glass Lewis Is Currently Accepting Peer Group Submissions Glass Lewis is currently accepting peer group submissions on its website until next Friday, January 31, 2020, from public ... January 22, 2020 Client Update CFTC Staff Clarifies Guidance Regarding CCO Annual Reports The CFTC’s Division of Swap Dealer and Intermediary Oversight recently issued a statement recognizing that CCOs may face... January 22, 2020 Client Update CFIUS Issues Final FIRRMA Regulations On January 13, 2020, the U.S. Treasury Department promulgated its final regulations implementing the Foreign Investment Ri... Load More
January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ...
January 30, 2020 Client Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices The SEC Office of Compliance Inspections and Examinations (OCIE) recently published observations related to cybersecurity ...
January 29, 2020 Articles & Books The Structured Products Law Review Davis Polk partners Christopher Schell, Yan Zhang and Derek Walters edited the first edition of The Structured Products La...
January 28, 2020 Client Update 2020 HSR Jurisdictional Thresholds Announced Today, the Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds under which t...
January 28, 2020 Client Update 2020 HSR Jurisdictional Thresholds Announced Today, the Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds under which t...
January 27, 2020 Articles & Books Considerations in providing NAV facilities to individuals In this chapter for Global Legal Insights – Fund Finance 2020, Fourth Edition, Davis Polk partner Meyer Dworkin and asso...
January 27, 2020 Client Update SEC Issues Guidance on Revised MD&A Rules Last week the SEC issued three new Compliance & Disclosure Interpretations intended to give clarity to last spring’s rul...
January 23, 2020 Client Update Glass Lewis Is Currently Accepting Peer Group Submissions Glass Lewis is currently accepting peer group submissions on its website until next Friday, January 31, 2020, from public ...
January 22, 2020 Client Update CFTC Staff Clarifies Guidance Regarding CCO Annual Reports The CFTC’s Division of Swap Dealer and Intermediary Oversight recently issued a statement recognizing that CCOs may face...
January 22, 2020 Client Update CFIUS Issues Final FIRRMA Regulations On January 13, 2020, the U.S. Treasury Department promulgated its final regulations implementing the Foreign Investment Ri...