Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 30, 2021 Client Update Investment Management Regulatory Update – August 2021 Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, ... August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 25, 2021 Articles & Books Identifying Item 4(c) and 4(d) Documents: Updates to a Classic Davis Polk counsel Mary Marks, associate Gregory Morrison and law clerk Elena Joffroy recently authored “Identifying Ite... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 20, 2021 Client Update Proposed interagency guidance on risk management of third-party relationships The Federal Reserve, FDIC and OCC jointly issued proposed guidance on banking organizations’ risk management of third-pa... August 17, 2021 Client Update G30 publishes report on recommendations for Treasury market reform The Group of Thirty (G30) has published a report analyzing weaknesses in the U.S. Treasury market and setting out recommen... August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ... Load More
August 30, 2021 Client Update Investment Management Regulatory Update – August 2021 Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, ...
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 25, 2021 Articles & Books Identifying Item 4(c) and 4(d) Documents: Updates to a Classic Davis Polk counsel Mary Marks, associate Gregory Morrison and law clerk Elena Joffroy recently authored “Identifying Ite...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 20, 2021 Client Update Proposed interagency guidance on risk management of third-party relationships The Federal Reserve, FDIC and OCC jointly issued proposed guidance on banking organizations’ risk management of third-pa...
August 17, 2021 Client Update G30 publishes report on recommendations for Treasury market reform The Group of Thirty (G30) has published a report analyzing weaknesses in the U.S. Treasury market and setting out recommen...
August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ...